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ARK RESTAURANTS CORP — Director's Dealing 2014
Jun 5, 2014
34844_dirs_2014-06-05_74aba83b-dcbe-4ec5-a747-eafd1bbdd105.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARK RESTAURANTS CORP (ARKR)
CIK: 0000779544
Period of Report: 2014-06-03
Reporting Person: WEINSTEIN MICHAEL S (Director, Chairman & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-03 | Common Stock | P | 27000 | $12.04 | Acquired | 1072069 | Direct |
| 2014-06-03 | Common Stock | P | 13500 | $14.4 | Acquired | 1085569 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-06-03 | Stock Options | $12.04 | C | 27000 | Acquired | 2019-05-06 | Common Stock (27000) | Direct |
| 2014-06-03 | Common Stock | $14.4 | C | 13500 | Acquired | 2022-06-12 | Common Stock (13500) | Direct |
Footnotes
F1: Includes 3,649 shares owned by The Weinstein Foundation, a private foundation of which Mr. Weinstein acts as trustee and as to which shares Mr. Weinstein has shared investment and shared voting power, an aggregate of 2,400 shares owned by Mr. Weinstein's minor children. This does not include 37,500 in shares issuable pursuant to stock options that are currently exercisable.
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