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ARK RESTAURANTS CORP — Director's Dealing 2014
Jun 27, 2014
34844_dirs_2014-06-27_59911fa6-f4cb-41c6-8de5-02ac5ccfe464.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARK RESTAURANTS CORP (ARKR)
CIK: 0000779544
Period of Report: 2014-06-26
Reporting Person: Stainman Arthur (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-26 | Common Stock | P | 5000 | $14.4 | Acquired | 23100 | Direct |
| 2014-06-26 | Common Stock | P | 3500 | $12.04 | Acquired | 26660 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-06-26 | Stock Options | $14.4 | C | 5000 | Disposed | 2022-06-12 | Common Stock (5000) | Direct |
| 2014-06-26 | Stock Options | $12.04 | C | 3500 | Disposed | 2019-05-06 | Common Stock (3500) | Direct |
Footnotes
F1: Does not include 31,150 shares owned by reporting person's spouse and 9,200 shares held by investment advisory clients of First Manhattan Co.("FMC") as to which FMC and reporting person, in his capacity as Managing Member of First Manhattan LLC, the sole general partner of FMC,shares dispositive and voting power.
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