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ARK RESTAURANTS CORP — Director's Dealing 2013
Jun 3, 2013
34844_dirs_2013-06-03_9d729dcd-4b97-4077-8e25-b93f01d9a98c.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: ARK RESTAURANTS CORP (ARKR)
CIK: 0000779544
Period of Report: 2013-05-21
Reporting Person: WEINSTEIN MICHAEL S (Director, Chairman & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-21 | Common Stock | S | 150 | $21.25 | Disposed | 1051968 | Indirect |
| 2013-05-22 | Common Stock | S | 1000 | $21.25 | Disposed | 1050968 | Indirect |
| 2013-05-22 | Common Stock | S | 2499 | $21.45 | Disposed | 1048469 | Indirect |
| 2013-05-24 | Common Stock | S | 3400 | $21.29 | Disposed | 1045069 | Indirect |
Footnotes
F1: The Form 4, as originally filed on May 30, 2013, did not include the transaction in which the reporting person had previously transferred 10,000 shares to The Weinstein Foundation, an entity that the reporting person beneficially owns. Therefore, the original Form 4 incorrectly identified the direct beneficial ownership and indirect beneficial ownership of 10,000 shares. The Form 4, as amended by this Form 4/A, correctly reports such information as described in the footnotes below.
F2: The Weinstein Foundation is the selling party. Footnote 1 of the Form 4, as originally filed is being amended to state the reporting person (a) directly owns 1,036,249 shares of common stock; (b) is the indirect beneficial owner of an additional 2,400 shares of common stock held by his minor children; and (c) an additional 13,469 shares are held by The Weinstein Foundation, a private foundation of which Mr. Weinstein acts as trustee and as to which shares Mr. Weinstein has shared investment and shared voting power, which were sold as described above. This does not include the 91,500 shares issuable upon the exercise of options granted to Michael Weinstein that are currently exercisable.
F3: The Form 4, as originally filed on May 30, 2013, did not include this transaction.
F4: The Reporting person (a) directly owns 1,036,249 shares of common stock; (b) is the indirect beneficial owner of an additional 2,400 shares of common stock held by his minor children; and (c) an additional 7,420 shares are held by The Weinstein Foundation, a private foundation of which Mr. Weinstein acts as trustee and as to which shares Mr. Weinstein has shared investment and shared voting power, which were sold as described above. This does not include the 91,500 shares issuable upon the exercise of options granted to Michael Weinstein that are currently exercisable.