Aris Mining Corp — Director's Dealing 2023

Oct 31, 2023

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Aris Mining Corp (ARMN)
CIK: 0001964504
Period of Report: 2023-09-13

Reporting Person: MMCAP International Inc. SPC (10% Owner)
Reporting Person: MM ASSET MANAGEMENT INC. (10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, no par value	13329071	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
8% Convertible Debentures due 2024	$4.75	2024-04-05	Common Stock, no par value (3410526)		Direct
Common Stock Warrant (right to buy)	$5.50	2025-07-29	Common Stock, no par value (555555.5)		Direct

Footnotes

F1: These securities are held directly by MMCAP International Inc. SPC (the "Fund"). The Fund is a private investment vehicle. MM Asset Management Inc. (the "Investment Manager") is the investment manager of the Fund. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

F2: These securities are currently convertible.

F3: These securities are currently exercisable.