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Arhaus, Inc. — Director's Dealing 2021
Dec 21, 2021
31917_dirs_2021-12-21_3cd67d4c-0136-4665-9c00-c1a1d4763730.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Arhaus, Inc. (ARHS)
CIK: 0001875444
Period of Report: 2021-12-20
Reporting Person: Reed John P (Director, CEO and Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-20 | Class A Common Stock | C | 421350 | — | Acquired | 422350 | Indirect |
| 2021-12-20 | Class A Common Stock | J | 421350 | — | Disposed | 1000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-20 | Class B Common Stock | $0.0 | C | 421350 | Disposed | Class A Common Stock (421350.0) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 100 | Indirect |
| Class A Common Stock | 10000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $0.0 | Class A Common Stock (2982988.0) | 2982988 | Direct | |
| Class B Common Stock | $0.0 | Class A Common Stock (7035433.0) | 7035433 | Indirect |
Footnotes
F1: Includes 1,000 shares originally reported on Form 4 dated December 10, 2021, as being held by John P Reed Irrevocable Trust, dated 03/25/2013. The correct name of the trust is The John P Reed Trust dated 04/29/1985, as amended (the "1985 Trust").
F2: As reported on a Form 8-K filed by Arhaus, Inc. (the "Company"), on December 21, 2021, in connection with the Company's recent initial public offering, the Reporting Person transferred shares to certain employees of the Company to recognize their contributions to the Company.
F3: Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and it is automatically convertible upon the terms and conditions set forth in the Issuer's Amended and Restated Certificate of Incorporation, and has no expiration date.