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ARGAN INC — Director's Dealing 2017
Jan 5, 2017
31210_dirs_2017-01-05_470f32a1-dfef-4e6d-8765-0859fc5b1ce5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARGAN INC (AGX)
CIK: 0000100591
Period of Report: 2016-12-27
Reporting Person: Griffin William F Jr (Director, VC/CEO of Gemma Power Systems)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-27 | Common Stock | S | 3200 | $73.18 | Disposed | 344720 | Indirect |
| 2017-01-04 | Common Stock | S | 13570 | $73.0583 | Disposed | 331150 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option to purchase Common Stock | $18.87 | 2022-12-18 | Common Stock (10000) | 10000 | Direct |
Footnotes
F1: On December 27, 2016, 3,200 shares of the Issuer's common stock were sold by William F. Griffin, Jr. Revocable Trust DTD 12/09/04 (the "Revocable Trust") on the open market at the average price of $73.18 per share. Pursuant to the transaction, the amount of shares of the Issuer's common stock owned by the Revocable Trust decreased from 347,920 shares to 344,720 shares.
F2: On January 4, 2017, 13,570 shares of the Issuer's common stock were sold by the Revocable Trust on the open market at the average price of $73.0583 per share. Pursuant to the transaction, the amount of shares of the Issuer's common stock owned by the Revocable Trust decreased from 344,720 shares to 331,150 shares.