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ARGAN INC — Director's Dealing 2010
Mar 22, 2010
31210_dirs_2010-03-22_eed0ef54-55c8-487b-ac4c-94f0baec1b83.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: ARGAN INC (AGX)
CIK: 0000100591
Period of Report: 2010-01-31
Reporting Person: Griffin William F Jr (VC of Gemma Power Systems, LLC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-10-16 | Common Stock | G | 432052 | — | Disposed | 0 | Indirect |
| 2009-12-14 | Common Stock | G | 325000 | — | Acquired | 913650 | Indirect |
| 2009-07-16 | Common Stock | G | 325000 | — | Disposed | 610689 | Indirect |
| 2009-12-22 | Common Stock | G | 25000 | — | Disposed | 585689 | Indirect |
| 2009-12-22 | Common Stock | G | 25000 | — | Disposed | 560689 | Indirect |
| 2009-12-22 | Common Stock | G | 25000 | — | Disposed | 535689 | Indirect |
| 2009-12-22 | Common Stock | G | 25000 | — | Disposed | 510689 | Indirect |
| 2009-12-22 | Common Stock | G | 25000 | — | Disposed | 485689 | Indirect |
| 2010-01-07 | Common Stock | G | 130000 | — | Disposed | 33650 | Indirect |
| 2010-01-27 | Common Stock | G | 12500 | — | Disposed | 21150 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 750000 | Indirect |
Footnotes
F1: Gift of shares from the William F. Griffin, Jr. GRAT DTD 9/11/07.
F2: Excludes 263,650 shares previously owned indirectly by the William F. Griffin, Jr. GRAT DTD 9/11/07, which were transferred to the William F. Griffin, Jr. Revocable Trust U/A DTD 12/9/04 on October 16, 2009.
F3: Gift of shares to the William F. Griffin, Jr. Revocable Trust U/A DTD 12/9/04.
F4: Includes 263,650 shares previously owned indirectly by the William F. Griffin, Jr. GRAT DTD 9/11/07, which were transferred to the William F. Griffin, Jr. Revocable Trust U/A DTD 12/9/04 on October 16, 2009.
F5: Gift of shares from the Joel M. Canino Revocable Trust, for which William F. Griffin, Jr. is a co-trustee.
F6: Gift of shares from the William F. Griffin, Jr. Revocable Trust U/A DTD 12/9/04.
F7: Excludes 750,000 shares previously owned indirectly by the William F. Griffin, Jr. Revocable Trust U/A DTD 12/9/04, which were transferred to the William F. Griffin, Jr. GRAT U/A DTD 11/16/09 on December 24, 2009.
F8: Gift of shares from the William F. Griffin, Jr. Revocable Trust U/A DTD 12/9/04.
F9: 750,000 shares previously owned indirectly by the William F. Griffin, Jr. Revocable Trust U/A DTD 12/9/04, which were transferred to the William F. Griffin, Jr. GRAT U/A DTD 11/16/09 on December 24, 2009.