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ARENA REIT. Major Shareholding Notification 2021

Apr 18, 2021

64418_rns_2021-04-18_25511ea2-b4ab-4d67-a783-025c222cb90c.pdf

Major Shareholding Notification

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Pendal Group Limited

Level 14, The Chifley Tower 2 Chifley Square Sydney NSW 2000 Australia

ABN 28 126 385 822

Company Announcements Platform Australian Securities Exchange Limited 20 Bridge Street SYDNEY NSW 2000

19 April 2021

Dear Sir/Madam

Re: Notice of Change of Interests of Substantial Holder

In accordance with section 671B of the Corporations Act 2001 (Cth), we attach a Notice of Change of Interests of Substantial Holder (Form 604) in respect of ARENA REIT (ARF).

Yours faithfully

==> picture [119 x 40] intentionally omitted <==

Joanne Hawkins Group Company Secretary

1

Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To

Company Name/Scheme

ARENA REIT (ARF) comprising Arena REIT Limited, Arena REIT No. 1 and Arena REIT No. 2

ACN/ARSN

Arena REIT Limited ACN 602 365 186 Arena REIT No. 1 ARSN 106 891 641 Arena REIT No. 2 ARSN 101 067 878

1. Details of substantial holder(1)

Name

PENDAL GROUP LIMITED (PDL)

ACN/ARSN (if applicable)

ACN 126 385 822

There was a change in the interests of the substantial holder on 14/04/2021

The previous notice was given to the company on 03/07/2020

The previous notice was dated 01/07/2020

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice in the company or scheme, are as follows:

Class of securities (4) Previous Notice Previous Notice Present Notice Present Notice
Person’s votes VotingPower(5) Person’s votes VotingPower(5)
ORDINARY
SHARES
22,654,377 6.69% 19,349,058 5.64%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change Person whose relevant interest
changed
Nature of
change (6)
Consideration
given in
relation to
change(7)
Class and
number of
securities
affected
Person’s
votes
affected
14/04/2021 PDL & its Associates, Pendal Fund
Services Limited, Pendal Institutional
Limited
See Annexure
'A'
See Annexure
'A'
See Annexure
'A'
See
Annexure
'A'

Page 1

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant
interest
Registered
holder of
securities
Person entitled
to be registered
as holder(8)
Nature of
relevant interest
(6)
Class and
Number of
securities
Person’s votes
Pendal Fund
Services Limited *
HSBC Custody
Nominees
(Australia)
Limited
State Street
Australia
Limited
HSBC Custody
Nominees
(Australia)
Limited.
State Street
Australia
Limited
Pendal Fund
Services Limited
is the trustee or
responsible entity
of various
managed
investment
schemes and, in
that capacity, can
exercise the
power to vote or
dispose of the
shares.
14,487,679
Stapled
14,487,679
Pendal Institutional
Limited
Citicorp
Nominees Pty
Limited
HSBC Custody
Nominees
(Australia)
Limited.
JP Morgan
Chase Bank
Northern Trust
Company
Limited
Citicorp
Nominees Pty
Limited
HSBC Custody
Nominees
(Australia)
Limited.
JP Morgan
Chase Bank
Northern Trust
Company
Limited
Pendal
Institutional
Limited is the
investment
manager
appointed by
various
superannuation
funds,
institutional
investors and unit
trusts and, in that
capacity, can
exercise the
power to vote or
dispose of the
shares..
4,861,379
Stapled
4,861,379
  • Pendal Fund Services Limited has appointed Pendal Institutional Limited to act as the investment manager of the trusts of which it is responsible entity, giving Pendal Institutional Limited the capacity to exercise the power to vote or dispose of the shares. Pendal Institutional Limited therefore also has a relevant interest in shares in which Pendal Fund Services Limited has a relevant interest.

5. Changes in association

The persons who have become associates (2) of, or ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

6. Addresses

Page 2

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The addresses of persons named in this form are as follows:
Name Address
Pendal Group Limited (PDL) Level 14, Chifley Tower, 2 Chifley Square,
Sydney NSW 2000
Pendal Fund Services Limited Level 14, Chifley Tower, 2 Chifley Square,
Sydney NSW 2000
Pendal Institutional Limited Level 14, Chifley Tower, 2 Chifley Square
Sydney NSW 2000
ARENA REIT (ARF) The Company Secretary,
ARENA REIT (ARF)
Level 5, 41 Exhibition Street
MELBOURNE VIC 3000
Signature
Print name Joanne Hawkins Capacity Company Secretary
Sign here Date 16/04/2021
DIRECTIONS
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  • (1) If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

  • (2) See the definition of “associate” in section 9 of the Corporations Act 2001.

  • (3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The person’s votes divided by the total votes in the body corporate scheme multiplied by 100.

  • (6) Include details of: (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

  • See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.

  • (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

  • (8) If the substantial holder is unable to determine the identity of the person (e.g. if the relevant interest arises because of an option) write “unknown”.

  • (9) Give details, if appropriate, of the present association and any changes in that association since the last substantial holding notice.

Page 3

ANNEXURE A

This is annexure ‘A’ referred to in Form 604, Notice of change of interests of substantial holder, lodged for Pendal Group Limited ACN 126 385 822

Joanne Hawkins – Company Secretary, Pendal Group Limited 16/04/2021

TRANSACTION HISTORY

Sales & Purchases for the period : 02/07/2020 to 14/04/2021

SECURITY: ARF

Pendal Fund Services Limited

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|||||||
|---|---|---|---|---|---|
|Person’s|
|Nature of|Class of|
|Date|Registered Company|Quantity|Consideration|votes|
|Change|Securities|
|affected|
|HSBC Custody Nominees|
|17/07/2020|Sell|-22,756|-50,973.44|Ordinary|22,756|
|(Australia) Limited|
|HSBC Custody Nominees|
|17/07/2020|Sell|-20,179|-45,200.96|Ordinary|20,179|
|(Australia) Limited|
|HSBC Custody Nominees|
|18/08/2020|Sell|-198,760|-469,073.60|Ordinary|198,760|
|(Australia) Limited|
|HSBC Custody Nominees|
|18/08/2020|Buy|113,458|268,452.97|Ordinary|113,458|
|(Australia) Limited|
|HSBC Custody Nominees|
|18/08/2020|Buy|198,760|469,073.60|Ordinary|198,760|
|(Australia) Limited|
|HSBC Custody Nominees|
|17/09/2020|Sell|-38,462|-106,505.12|Ordinary|38,462|
|(Australia) Limited|
|HSBC Custody Nominees|
|1/10/2020|Sell|-66,937|-181,827.66|Ordinary|66,937|
|(Australia) Limited|
|HSBC Custody Nominees|
|1/10/2020|Sell|-17,675|-48,076.00|Ordinary|17,675|
|(Australia) Limited|
|HSBC Custody Nominees|
|2/10/2020|Sell|-34,844|-94,207.72|Ordinary|34,844|
|(Australia) Limited|
|HSBC Custody Nominees|
|2/10/2020|Sell|-4,433|-12,057.76|Ordinary|4,433|
|(Australia) Limited|
|HSBC Custody Nominees|
|5/10/2020|Sell|-50,809|-137,184.30|Ordinary|50,809|
|(Australia) Limited|
|HSBC Custody Nominees|
|6/10/2020|Sell|-24,699|-66,862.66|Ordinary|24,699|
|(Australia) Limited|
|HSBC Custody Nominees|
|7/10/2020|Sell|-41,681|-111,375.80|Ordinary|41,681|
|(Australia) Limited|
|HSBC Custody Nominees|
|8/10/2020|Sell|-167,594|-438,476.19|Ordinary|167,594|
|(Australia) Limited|
|HSBC Custody Nominees|
|8/10/2020|Sell|-144,224|-376,280.42|Ordinary|144,224|
|(Australia) Limited|
|HSBC Custody Nominees|
|28/10/2020|Sell|-19,701|-51,797.87|Ordinary|19,701|
|(Australia) Limited|
|HSBC Custody Nominees|
|28/10/2020|Buy|6,706|17,502.66|Ordinary|6,706|
|(Australia) Limited|
|HSBC Custody Nominees|
|29/10/2020|Sell|-20,001|-52,258.61|Ordinary|20,001|
|(Australia) Limited|
|HSBC Custody Nominees|
|30/10/2020|Sell|-20,001|-52,622.63|Ordinary|20,001|
|(Australia) Limited|
|HSBC Custody Nominees|
|10/11/2020|Sell|-73,163|-211,031.36|Ordinary|73,163|
|(Australia) Limited|
|HSBC Custody Nominees|
|10/11/2020|Sell|-51,074|-147,317.84|Ordinary|51,074|
|(Australia) Limited|
|HSBC Custody Nominees|
|11/11/2020|Sell|-34,404|-96,750.93|Ordinary|34,404|
|(Australia) Limited|
|HSBC Custody Nominees|
|11/11/2020|Sell|-24,017|-67,540.60|Ordinary|24,017|
|(Australia) Limited|

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Page 4

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|||||||
|---|---|---|---|---|---|
|HSBC Custody Nominees|
|12/11/2020|Sell|-14,275|-39,715.91|Ordinary|14,275|
|(Australia) Limited|
|HSBC Custody Nominees|
|12/11/2020|Sell|-9,965|-27,724.62|Ordinary|9,965|
|(Australia) Limited|
|HSBC Custody Nominees|
|16/11/2020|Sell|-1,981|-5,455.27|Ordinary|1,981|
|(Australia) Limited|
|HSBC Custody Nominees|
|16/11/2020|Sell|-1,376|-3,789.23|Ordinary|1,376|
|(Australia) Limited|
|HSBC Custody Nominees|
|17/11/2020|Sell|-40,570|-113,510.81|Ordinary|40,570|
|(Australia) Limited|
|HSBC Custody Nominees|
|17/11/2020|Sell|-28,184|-78,856.01|Ordinary|28,184|
|(Australia) Limited|
|HSBC Custody Nominees|
|18/11/2020|Sell|-81,336|-227,081.98|Ordinary|81,336|
|(Australia) Limited|
|HSBC Custody Nominees|
|18/11/2020|Sell|-56,502|-157,747.93|Ordinary|56,502|
|(Australia) Limited|
|HSBC Custody Nominees|
|3/12/2020|Sell|-54,446|-153,657.50|Ordinary|54,446|
|(Australia) Limited|
|HSBC Custody Nominees|
|3/12/2020|Sell|-40,525|-114,369.66|Ordinary|40,525|
|(Australia) Limited|
|HSBC Custody Nominees|
|4/12/2020|Sell|-40,593|-116,355.77|Ordinary|40,593|
|(Australia) Limited|
|HSBC Custody Nominees|
|4/12/2020|Sell|-40,213|-115,266.54|Ordinary|40,213|
|(Australia) Limited|
|HSBC Custody Nominees|
|7/12/2020|Sell|-39,770|-115,356.86|Ordinary|39,770|
|(Australia) Limited|
|HSBC Custody Nominees|
|7/12/2020|Sell|-21,868|-63,430.32|Ordinary|21,868|
|(Australia) Limited|
|HSBC Custody Nominees|
|9/12/2020|Sell|-84,732|-245,722.80|Ordinary|84,732|
|(Australia) Limited|
|HSBC Custody Nominees|
|9/12/2020|Sell|-59,178|-171,616.20|Ordinary|59,178|
|(Australia) Limited|
|HSBC Custody Nominees|
|9/12/2020|Sell|-29,222|-83,998.64|Ordinary|29,222|
|(Australia) Limited|
|HSBC Custody Nominees|
|9/12/2020|Sell|-20,409|-58,665.67|Ordinary|20,409|
|(Australia) Limited|
|HSBC Custody Nominees|
|10/12/2020|Sell|-5,047|-14,636.30|Ordinary|5,047|
|(Australia) Limited|
|HSBC Custody Nominees|
|10/12/2020|Sell|-3,525|-10,222.50|Ordinary|3,525|
|(Australia) Limited|
|HSBC Custody Nominees|
|14/12/2020|Sell|-2,902|-8,636.35|Ordinary|2,902|
|(Australia) Limited|
|HSBC Custody Nominees|
|18/12/2020|Sell|-21,647|-63,830.51|Ordinary|21,647|
|(Australia) Limited|
|HSBC Custody Nominees|
|18/12/2020|Sell|-15,240|-44,938.19|Ordinary|15,240|
|(Australia) Limited|
|HSBC Custody Nominees|
|14/01/2021|Sell|-137,634|-389,586.80|Ordinary|137,634|
|(Australia) Limited|
|HSBC Custody Nominees|
|5/02/2021|Buy|37,838|107,422.08|Ordinary|37,838|
|(Australia) Limited|
|HSBC Custody Nominees|
|5/02/2021|Buy|90,293|256,341.83|Ordinary|90,293|
|(Australia) Limited|
|HSBC Custody Nominees|
|17/02/2021|Sell|-26,262|-79,221.95|Ordinary|26,262|
|(Australia) Limited|
|HSBC Custody Nominees|
|17/02/2021|Sell|-17,563|-53,567.15|Ordinary|17,563|
|(Australia) Limited|
|HSBC Custody Nominees|
|19/02/2021|Sell|-110,012|-330,773.08|Ordinary|110,012|
|(Australia) Limited|
|HSBC Custody Nominees|
|18/03/2021|Sell|-41,212|-127,905.56|Ordinary|41,212|
|(Australia) Limited|
|HSBC Custody Nominees|
|18/03/2021|Sell|-30,907|-95,922.97|Ordinary|30,907|
|(Australia) Limited|
|HSBC Custody Nominees|
|19/03/2021|Sell|-87,669|-275,438.46|Ordinary|87,669|
|(Australia) Limited|
|HSBC Custody Nominees|
|19/03/2021|Sell|-64,311|-202,052.30|Ordinary|64,311|
|(Australia) Limited|
|HSBC Custody Nominees|
|23/03/2021|Sell|-27,375|-85,733.03|Ordinary|27,375|
|(Australia) Limited|
|HSBC Custody Nominees|
|23/03/2021|Sell|-21,872|-68,498.73|Ordinary|21,872|
|(Australia) Limited|
|HSBC Custody Nominees|
|24/03/2021|Sell|-75,244|-234,008.84|Ordinary|75,244|
|(Australia) Limited|

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Page 5

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||||||||
|---|---|---|---|---|---|---|
|HSBC Custody Nominees|
|24/03/2021|Sell|-60,118|-186,966.98|Ordinary|60,118|
|(Australia) Limited|
|HSBC Custody Nominees|
|29/03/2021|Sell|-26,751|-84,565.26|Ordinary|26,751|
|(Australia) Limited|
|HSBC Custody Nominees|
|7/04/2021|Sell|-37,586|-121,214.85|Ordinary|37,586|
|(Australia) Limited|
|HSBC Custody Nominees|
|7/04/2021|Sell|-21,692|-69,956.70|Ordinary|21,692|
|(Australia) Limited|
|HSBC Custody Nominees|
|8/04/2021|Sell|-56,911|-182,883.50|Ordinary|56,911|
|(Australia) Limited|
|HSBC Custody Nominees|
|8/04/2021|Sell|-32,845|-105,547.41|Ordinary|32,845|
|(Australia) Limited|
|HSBC Custody Nominees|
|9/04/2021|Sell|-578|-1,849.60|Ordinary|578|
|(Australia) Limited|
|HSBC Custody Nominees|
|9/04/2021|Sell|-334|-1,068.80|Ordinary|334|
|(Australia) Limited|
|HSBC Custody Nominees|
|12/04/2021|Sell|-46,684|-150,093.73|Ordinary|46,684|
|(Australia) Limited|
|HSBC Custody Nominees|
|12/04/2021|Sell|-26,943|-86,624.44|Ordinary|26,943|
|(Australia) Limited|
|HSBC Custody Nominees|
|13/04/2021|Sell|-100,264|-322,739.79|Ordinary|100,264|
|(Australia) Limited|
|HSBC Custody Nominees|
|13/04/2021|Sell|-58,637|-188,746.64|Ordinary|58,637|
|(Australia) Limited|
|HSBC Custody Nominees|
|14/04/2021|Sell|-161,826|-519,251.09|Ordinary|161,826|
|(Australia) Limited|
|Total|-2,613,095|-7,697,431.56|
|Person’s|
|Nature of|Class of|
|Date|Registered Company|Quantity|Consideration|votes|
|Change|Securities|
|affected|
|5/08/2020|State Street Australia Limited|Buy|4,345|9,461.15|Ordinary|4,345|
|18/08/2020|State Street Australia Limited|Sell|-20,000|-48,600.00|Ordinary|20,000|
|18/08/2020|State Street Australia Limited|Sell|-6,698|-15,854.84|Ordinary|6,698|
|1/10/2020|State Street Australia Limited|Sell|-36,162|-97,691.64|Ordinary|36,162|
|29/10/2020|State Street Australia Limited|Sell|-25,000|-65,250.00|Ordinary|25,000|
|5/11/2020|State Street Australia Limited|Buy|1,699|4,439.32|Ordinary|1,699|
|10/11/2020|State Street Australia Limited|Sell|-1,266|-3,651.65|Ordinary|1,266|
|11/11/2020|State Street Australia Limited|Sell|-596|-1,676.07|Ordinary|596|
|12/11/2020|State Street Australia Limited|Sell|-247|-687.20|Ordinary|247|
|16/11/2020|State Street Australia Limited|Sell|-36|-99.14|Ordinary|36|
|17/11/2020|State Street Australia Limited|Sell|-732|-2,048.06|Ordinary|732|
|18/11/2020|State Street Australia Limited|Sell|-1,468|-4,098.51|Ordinary|1,468|
|30/11/2020|State Street Australia Limited|Sell|-21,418|-59,970.00|Ordinary|21,418|
|3/12/2020|State Street Australia Limited|Sell|-827|-2,333.96|Ordinary|827|
|4/12/2020|State Street Australia Limited|Sell|-617|-1,768.57|Ordinary|617|
|7/12/2020|State Street Australia Limited|Sell|-643|-1,865.09|Ordinary|643|
|9/12/2020|State Street Australia Limited|Sell|-1,360|-3,944.00|Ordinary|1,360|
|9/12/2020|State Street Australia Limited|Sell|-469|-1,348.14|Ordinary|469|
|10/12/2020|State Street Australia Limited|Sell|-81|-234.90|Ordinary|81|
|18/12/2020|State Street Australia Limited|Sell|-372|-1,096.92|Ordinary|372|
|3/02/2021|State Street Australia Limited|Buy|1,020|2,896.00|Ordinary|1,020|
|5/02/2021|State Street Australia Limited|Buy|1,525|4,329.48|Ordinary|1,525|
|23/03/2021|State Street Australia Limited|Sell|-496|-1,553.37|Ordinary|496|
|24/03/2021|State Street Australia Limited|Sell|-1,365|-4,245.15|Ordinary|1,365|
|7/04/2021|State Street Australia Limited|Sell|-494|-1,593.15|Ordinary|494|
|8/04/2021|State Street Australia Limited|Sell|-749|-2,406.91|Ordinary|749|

----- End of picture text -----

Page 6

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||||||||
|---|---|---|---|---|---|---|
|9/04/2021|State Street Australia Limited|Sell|-8|-25.60|Ordinary|8|
|12/04/2021|State Street Australia Limited|Sell|-614|-1,974.07|Ordinary|614|
|13/04/2021|State Street Australia Limited|Sell|-1,450|-4,667.40|Ordinary|1,450|
|Total|-114,579|-307,558.40|
|Pendal Fund Services|
|-2,727,674|-8,004,989.96|
|Limited|

----- End of picture text -----

Pendal Institutional Limited

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|||||||
|---|---|---|---|---|---|
|Person’s|
|Nature of|Class of|
|Date|Registered Company|Quantity|Consideration|votes|
|Change|Securities|
|affected|
|Citicorp Nominees Pty|
|20/08/2020|Sell|-23,416|-55,734.76|Ordinary|23,416|
|Limited|
|Citicorp Nominees Pty|
|3/09/2020|Sell|-46,392|-120,387.24|Ordinary|46,392|
|Limited|
|Citicorp Nominees Pty|
|17/09/2020|Sell|-46,093|-127,636.13|Ordinary|46,093|
|Limited|
|Citicorp Nominees Pty|
|28/10/2020|Sell|-12,162|-31,976.33|Ordinary|12,162|
|Limited|
|Citicorp Nominees Pty|
|29/10/2020|Sell|-12,346|-32,257.63|Ordinary|12,346|
|Limited|
|Citicorp Nominees Pty|
|30/10/2020|Sell|-12,346|-32,482.33|Ordinary|12,346|
|Limited|
|Citicorp Nominees Pty|
|10/11/2020|Sell|-43,386|-125,142.58|Ordinary|43,386|
|Limited|
|Citicorp Nominees Pty|
|11/11/2020|Sell|-20,401|-57,371.69|Ordinary|20,401|
|Limited|
|Citicorp Nominees Pty|
|12/11/2020|Sell|-8,466|-23,554.11|Ordinary|8,466|
|Limited|
|Citicorp Nominees Pty|
|16/11/2020|Sell|-1,349|-3,714.88|Ordinary|1,349|
|Limited|
|Citicorp Nominees Pty|
|17/11/2020|Sell|-27,613|-77,258.41|Ordinary|27,613|
|Limited|
|Citicorp Nominees Pty|
|18/11/2020|Sell|-55,358|-154,554.00|Ordinary|55,358|
|Limited|
|Citicorp Nominees Pty|
|3/12/2020|Sell|-34,862|-98,387.54|Ordinary|34,862|
|Limited|
|Citicorp Nominees Pty|
|4/12/2020|Sell|-15,992|-45,839.47|Ordinary|15,992|
|Limited|
|Citicorp Nominees Pty|
|9/12/2020|Sell|-52,608|-152,563.20|Ordinary|52,608|
|Limited|
|Citicorp Nominees Pty|
|9/12/2020|Sell|-18,144|-52,154.93|Ordinary|18,144|
|Limited|
|Citicorp Nominees Pty|
|10/12/2020|Sell|-3,134|-9,088.60|Ordinary|3,134|
|Limited|
|Citicorp Nominees Pty|
|18/12/2020|Sell|-9,571|-28,222.01|Ordinary|9,571|
|Limited|
|Citicorp Nominees Pty|
|5/02/2021|Buy|55,590|157,820.01|Ordinary|55,590|
|Limited|
|Citicorp Nominees Pty|
|2/03/2021|Buy|48,712|155,878.40|Ordinary|48,712|
|Limited|
|Citicorp Nominees Pty|
|18/03/2021|Sell|-28,367|-88,039.82|Ordinary|28,367|
|Limited|
|Citicorp Nominees Pty|
|19/03/2021|Sell|-59,191|-185,966.28|Ordinary|59,191|
|Limited|
|Citicorp Nominees Pty|
|23/03/2021|Sell|-18,889|-59,156.57|Ordinary|18,889|
|Limited|
|Citicorp Nominees Pty|
|24/03/2021|Sell|-51,922|-161,477.42|Ordinary|51,922|
|Limited|
|Citicorp Nominees Pty|
|7/04/2021|Sell|-16,492|-53,186.70|Ordinary|16,492|
|Limited|
|Citicorp Nominees Pty|
|8/04/2021|Sell|-24,971|-80,244.31|Ordinary|24,971|
|Limited|

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|||||||
|---|---|---|---|---|---|
|Citicorp Nominees Pty|
|9/04/2021|Sell|-254|-812.80|Ordinary|254|
|Limited|
|Citicorp Nominees Pty|
|12/04/2021|Sell|-20,484|-65,858.11|Ordinary|20,484|
|Limited|
|Citicorp Nominees Pty|
|13/04/2021|Sell|-48,381|-155,733.60|Ordinary|48,381|
|Limited|
|Total|-608,288|-1,765,103.04|
|Person’s|
|Nature of|Class of|
|Date|Registered Company|Quantity|Consideration|votes|
|Change|Securities|
|affected|
|HSBC Custody Nominees|
|17/07/2020|Buy|22,756|50,973.44|Ordinary|22,756|
|(Australia) Limited|
|HSBC Custody Nominees|
|25/08/2020|Sell|-785|-1,956.14|Ordinary|785|
|(Australia) Limited|
|HSBC Custody Nominees|
|1/10/2020|Sell|-14,959|-40,634.63|Ordinary|14,959|
|(Australia) Limited|
|HSBC Custody Nominees|
|1/10/2020|Sell|-3,950|-10,744.00|Ordinary|3,950|
|(Australia) Limited|
|HSBC Custody Nominees|
|2/10/2020|Sell|-7,786|-21,051.01|Ordinary|7,786|
|(Australia) Limited|
|HSBC Custody Nominees|
|2/10/2020|Sell|-991|-2,695.52|Ordinary|991|
|(Australia) Limited|
|HSBC Custody Nominees|
|5/10/2020|Sell|-11,354|-30,655.80|Ordinary|11,354|
|(Australia) Limited|
|HSBC Custody Nominees|
|6/10/2020|Sell|-18,537|-49,682.87|Ordinary|18,537|
|(Australia) Limited|
|HSBC Custody Nominees|
|6/10/2020|Sell|-5,520|-14,943.19|Ordinary|5,520|
|(Australia) Limited|
|HSBC Custody Nominees|
|7/10/2020|Sell|-9,315|-24,890.61|Ordinary|9,315|
|(Australia) Limited|
|HSBC Custody Nominees|
|8/10/2020|Sell|-37,453|-97,988.28|Ordinary|37,453|
|(Australia) Limited|
|HSBC Custody Nominees|
|28/10/2020|Sell|-6,706|-17,502.66|Ordinary|6,706|
|(Australia) Limited|
|HSBC Custody Nominees|
|10/11/2020|Sell|-10,833|-31,246.71|Ordinary|10,833|
|(Australia) Limited|
|HSBC Custody Nominees|
|11/11/2020|Sell|-5,094|-14,325.35|Ordinary|5,094|
|(Australia) Limited|
|HSBC Custody Nominees|
|12/11/2020|Sell|-2,113|-5,878.79|Ordinary|2,113|
|(Australia) Limited|
|HSBC Custody Nominees|
|16/11/2020|Sell|-278|-765.56|Ordinary|278|
|(Australia) Limited|
|HSBC Custody Nominees|
|17/11/2020|Sell|-5,683|-15,900.47|Ordinary|5,683|
|(Australia) Limited|
|HSBC Custody Nominees|
|18/11/2020|Sell|-11,394|-31,810.91|Ordinary|11,394|
|(Australia) Limited|
|HSBC Custody Nominees|
|1/12/2020|Sell|-16,014|-45,319.62|Ordinary|16,014|
|(Australia) Limited|
|HSBC Custody Nominees|
|9/12/2020|Sell|-10,926|-31,685.40|Ordinary|10,926|
|(Australia) Limited|
|HSBC Custody Nominees|
|9/12/2020|Sell|-3,768|-10,831.12|Ordinary|3,768|
|(Australia) Limited|
|HSBC Custody Nominees|
|10/12/2020|Sell|-651|-1,887.90|Ordinary|651|
|(Australia) Limited|
|HSBC Custody Nominees|
|14/12/2020|Sell|-597|-1,776.67|Ordinary|597|
|(Australia) Limited|
|HSBC Custody Nominees|
|18/12/2020|Sell|-3,170|-9,347.38|Ordinary|3,170|
|(Australia) Limited|
|HSBC Custody Nominees|
|14/01/2021|Sell|-3,560|-10,076.94|Ordinary|3,560|
|(Australia) Limited|
|HSBC Custody Nominees|
|29/01/2021|Sell|-5,952|-17,098.91|Ordinary|5,952|
|(Australia) Limited|
|HSBC Custody Nominees|
|5/02/2021|Buy|7,786|22,104.45|Ordinary|7,786|
|(Australia) Limited|
|HSBC Custody Nominees|
|17/02/2021|Sell|-5,318|-16,042.28|Ordinary|5,318|
|(Australia) Limited|
|HSBC Custody Nominees|
|17/02/2021|Sell|-3,557|-10,848.85|Ordinary|3,557|
|(Australia) Limited|
|HSBC Custody Nominees|
|2/03/2021|Sell|-48,712|-155,878.40|Ordinary|48,712|
|(Australia) Limited|

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Page 8

18/03/2021
19/03/2021
23/03/2021
24/03/2021
29/03/2021
7/04/2021
8/04/2021
9/04/2021
12/04/2021
13/04/2021
14/04/2021
Date
11/02/2021
15/02/2021
17/02/2021
17/02/2021
19/02/2021
22/02/2021
Date
11/02/2021
15/02/2021
17/02/2021
17/02/2021
19/02/2021
22/02/2021
HSBC Custody Nominees
(Australia) Limited
Sell
-4,514
-14,009.65
Ordinary
4,514
HSBC Custody Nominees
(Australia) Limited
Sell
-11,500
-36,130.70
Ordinary
11,500
HSBC Custody Nominees
(Australia) Limited
Sell
-4,086
-12,796.53
Ordinary
4,086
HSBC Custody Nominees
(Australia) Limited
Sell
-11,233
-34,934.63
Ordinary
11,233
HSBC Custody Nominees
(Australia) Limited
Sell
-4,980
-15,742.78
Ordinary
4,980
HSBC Custody Nominees
(Australia) Limited
Sell
-5,208
-16,795.80
Ordinary
5,208
HSBC Custody Nominees
(Australia) Limited
Sell
-7,885
-25,338.45
Ordinary
7,885
HSBC Custody Nominees
(Australia) Limited
Sell
-80
-256.00
Ordinary
80
HSBC Custody Nominees
(Australia) Limited
Sell
-6,469
-20,798.48
Ordinary
6,469
HSBC Custody Nominees
(Australia) Limited
Sell
-30,278
-97,461.85
Ordinary
30,278
HSBC Custody Nominees
(Australia) Limited
Sell
-29,105
-93,389.21
Ordinary
29,105
Total
-339,772
-1,018,042.16
Registered Company
Nature of
Change
Quantity
Consideration
Class of
Securities
Person’s
votes
affected
JP Morgan Chase Bank
Buy
17,401
51,052.79
Ordinary
17,401
JP Morgan Chase Bank
Buy
37,743
115,403.00
Ordinary
37,743
JP Morgan Chase Bank
Buy
14,154
43,169.70
Ordinary
14,154
JP Morgan Chase Bank
Buy
28,620
86,910.35
Ordinary
28,620
JP Morgan Chase Bank
Buy
73,626
221,371.29
Ordinary
73,626
JP Morgan Chase Bank
Buy
76,602
229,461.29
Ordinary
76,602
Total
248,146
747,368.42
Registered Company
Nature of
Change
Quantity
Consideration
Class of
Securities
Person’s
votes
affected
Northern Trust Company
Limited
Buy
8,486
24,897.08
Ordinary
8,486
Northern Trust Company
Limited
Buy
18,491
56,538.08
Ordinary
18,491
Northern Trust Company
Limited
Buy
6,966
21,246.30
Ordinary
6,966
Northern Trust Company
Limited
Buy
14,085
42,771.92
Ordinary
14,085
Northern Trust Company
Limited
Buy
36,386
109,401.79
Ordinary
36,386
Northern Trust Company
Limited
Buy
37,855
113,394.65
Ordinary
37,855
Total
122,269
368,249.82
Pendal Institutional Limited
-577,645
-1,667,526.96

Page 9