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ARENA REIT. Major Shareholding Notification 2014

Oct 9, 2014

64418_rns_2014-10-09_b9d83563-b49e-467a-8cce-02dd5c4541a2.pdf

Major Shareholding Notification

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F-2507

FORM 603

Corporations Act 2001

Section 671B

Notice of initial substantial holder

To: Company Name/Scheme: Arena REIT

ARSN: 106 891 641, 101 067 878

1. Details of substantial holder

Name: Commonwealth Bank of Australia ACN 123 123 124 (CBA) and its related bodies corporate listed in annexure A

The holder became a substantial holder on: 09/10/2014

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows.

Class of securities Number of securities Person's votes Voting power (%)
Fully Paid ordinary shares 5,557,257 5,557,257 2.62
For the Securities (if any) listed below see NOTE 1 at the end of this form
Class of securities Number of securities Person's votes Voting power (%)
Fully Paid ordinary shares 5,054,552 5,054,552 2.38
Class of securities Number of securities Person's votes Voting power (%)
GRAND TOTAL
Fully paid ordinary shares
10,611,809 10,611,809 5.01

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest Class and number of securities
Avanteos Investments Limited
ACN 096 259 979
Relevant interest under paragraph 608(1)(a), 608(1)(b)
and 608(1)(c) of the Corporations Act 2001 (Cth), being
a relevant interest arising as a result of being the
registered holder of the relevant securities in its capacity
as a superannuation trustee. In addition, if any OTC
derivatives, warrants or other securities (other than
ordinary shares or ordinary units (as applicable)) are
referred to below in this row, the relevant interest in
respect of those securities arises under subsection
608(8) being an accelerated relevant interest held in the
same capacity.
Nature of relevant interest derived from;
ordinary shares 37,011
37,011
Fully paid ordinary shares
Colonial First State
Investments Limited (Note 1)
ACN 002 348 352
Relevant interest under paragraph 608(1)(b) and/or
608(1)(c) of the Corporations Act 2001 (Cth), being a
relevant interest arising from having the residual power
to control the exercise of the right to vote attached to
securities and/or to control the exercise of the power to
dispose of securities in its capacity as a responsible
entity of a managed investment scheme (which
managed investment scheme is not managed by either
Colonial First State Investments Limited or a related
body corporate). In addition, if any OTC derivatives,
warrants or other securities (other than ordinary shares
or ordinary units (as applicable)) are referred to below in
this row, the relevant interest in respect of those
securities arises under subsection 608(8) being a
residual accelerated relevant interest held in the same
capacity. Colonial First State Investments Limited has
authorised the manager of each such managed
investment scheme to exercise the powers referred to in
paragraph 608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth) in relation to those
securities managed by the manager to the exclusion of
Colonial First State Investments Limited except for
provisions allowing Colonial First State Investments
Limited to terminate the agreement with the manager or
to exercise those powers where the agreement is
terminated.
Nature of relevant interest derived from;
ordinary shares 5,054,552
5,054,552
Fully paid ordinary shares
Acadian Asset Management
(Australia) Limited ACN 114
200 127
Relevant interest under paragraph 608(1)(b) and/or
608(1)(c) of the Corporations Act 2001 (Cth), being a
relevant interest arising from having the power to control
the exercise of the right to vote attached to securities
and/or to control the exercise of the power to dispose of
securities in its capacity as investment manager, as
provided for under its investment mandates. In addition,
if any OTC derivatives, warrants or other securities
408,537
Fully paid ordinary shares

2

(other than ordinary shares or ordinary units (as
applicable)) are referred to below in this row, the
relevant interest in respect of those securities arises
under subsection 608(8) being an accelerated relevant
interest held in the same capacity.
Nature of relevant interest derived from;
ordinary shares 408,537
Realindex Investments Pty
Limited ACN 133 312 017
Relevant interest under paragraph 608(1)(b) and/or
608(1)(c) of the Corporations Act 2001 (Cth), being a
relevant interest arising from having the power to control
the exercise of the right to vote attached to securities
and/or to control the exercise of the power to dispose of
securities in its capacity as investment manager, as
provided for under its investment mandates. In addition,
if any OTC derivatives, warrants or other securities
(other than ordinary shares or ordinary units (as
applicable)) are referred to below in this row, the
relevant interest in respect of those securities arises
under subsection 608(8) being an accelerated relevant
interest held in the same capacity.
Nature of relevant interest derived from;
ordinary shares 252,622
252,622
Fully paid ordinary shares
Colonial First State Asset
Management (Australia)
Limited ACN 114 194 311
Relevant interest under paragraph 608(1)(b) and/or
608(1)(c) of the Corporations Act 2001 (Cth), being a
relevant interest arising from having the power to control
the exercise of the right to vote attached to securities
and/or to control the exercise of the power to dispose of
securities in its capacity as investment manager (as
provided for under its investment mandates). In
addition, if any OTC derivatives, warrants or other
securities (other than ordinary shares or ordinary units
(as applicable)) are referred to below in this row, the
relevant interest in respect of those securities arises
under subsection 608(8) being an accelerated relevant
interest held in the same capacity.
Nature of relevant interest derived from;
ordinary shares 4,859,087
4,859,087
Fully paid ordinary shares
Colonial First State
Investments Limited ACN 002
348 352
Relevant interest under paragraph 608(1)(b) and/or
608(1)(c) of the Corporations Act 2001 (Cth), being a
relevant interest arising from having the power to control
the exercise of the right to vote attached to securities
and/or to control the exercise of the power to dispose of
securities in its capacity as a responsible entity of a
managed investment scheme (which managed
investment scheme is managed by Colonial First
Statement Investments Limited or a related body
corporate). In addition, if any OTC derivatives, warrants
or other securities (other than ordinary shares or
ordinary units (as applicable)) are referred to below in
this row, the relevant interest in respect of those
securities arises under subsection 608(8) being an
accelerated relevant interest held in the same capacity.
Nature of relevant interest derived from;
10,440,531
Fully paid ordinary shares

3

ordinary shares 10,440,531
Colonial First State
Investments Limited ACN 002
348 352
Relevant interest under paragraph 608(1)(b) and/or
608(1)(c) of the Corporations Act 2001 (Cth), being a
relevant interest arising from having the power to control
the exercise of the right to vote attached to securities
and/or to control the exercise of the power to dispose of
securities in its capacity as a responsible entity of a
managed investment scheme (which managed
investment scheme is managed by Colonial First
Statement Investments Limited or a related body
corporate). In addition, if any OTC derivatives, warrants
or other securities (other than ordinary shares or
ordinary units (as applicable)) are referred to below in
this row, the relevant interest in respect of those
securities arises under subsection 608(8) being an
accelerated relevant interest held in the same capacity.
Nature of relevant interest derived from;
ordinary shares 4,729,785
4,729,785
Fully paid ordinary shares
Colonial First State
Investments Limited (Note 1)
ACN 002 348 352
Relevant interest under paragraph 608(1)(b) and/or
608(1)(c) of the Corporations Act 2001 (Cth), being a
relevant interest arising from having the residual power
to control the exercise of the right to vote attached to
securities and/or to control the exercise of the power to
dispose of securities in its capacity as a responsible
entity of a managed investment scheme (which
managed investment scheme is not managed by either
Colonial First State Investments Limited or a related
body corporate). In addition, if any OTC derivatives,
warrants or other securities (other than ordinary shares
or ordinary units (as applicable)) are referred to below in
this row, the relevant interest in respect of those
securities arises under subsection 608(8) being a
residual accelerated relevant interest held in the same
capacity. Colonial First State Investments Limited has
authorised the manager of each such managed
investment scheme to exercise the powers referred to in
paragraph 608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth) in relation to those
securities managed by the manager to the exclusion of
Colonial First State Investments Limited except for
provisions allowing Colonial First State Investments
Limited to terminate the agreement with the manager or
to exercise those powers where the agreement is
terminated.
Nature of relevant interest derived from;
ordinary shares 5,328,822
5,328,822
Fully paid ordinary shares
The Colonial Mutual Life
Assurance Society Limited
ACN 004 021 809
Relevant interest under paragraph 608(1)(a), 608(1)(b)
and/or 608(1)(c) of the Corporations Act 2001 (Cth),
being a relevant interest arising from holding securities,
having the power to control the exercise of the right to
vote attached to securities and/or to control the exercise
of the power to dispose of securities in a proprietary
capacity as a life insurance company. Statutory fund
holdings are held by external custodians and voted by
the relevant investment manager, so CMLA's relevant
129,302
Fully paid ordinary shares

4

interest is qualified accordingly. In addition, if any OTC
derivatives, warrants or other securities (other than
ordinary shares or ordinary units (as applicable)) are
referred to below in this row, the relevant interest in
respect of those securities arises under subsection
608(8) being an accelerated relevant interest held in the
same capacity.
Nature of relevant interest derived from;
ordinary shares 129,302
Acadian Asset Management
(Australia) Limited ACN 114
200 127
Relevant interest under paragraph 608(1)(b) and/or
608(1)(c) of the Corporations Act 2001 (Cth), being a
relevant interest arising from having the power to control
the exercise of the right to vote attached to securities
and/or to control the exercise of the power to dispose of
securities in its capacity as investment manager, as
provided for under its investment mandates. In addition,
if any OTC derivatives, warrants or other securities
(other than ordinary shares or ordinary units (as
applicable)) are referred to below in this row, the
relevant interest in respect of those securities arises
under subsection 608(8) being an accelerated relevant
interest held in the same capacity.
Nature of relevant interest derived from;
ordinary shares 134,267
134,267
Fully paid ordinary shares

5

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows

Holder of relevant interest Registered holder of
securities
Person entitled to be
registered as holder
Class and number of
securities
Avanteos Investments Limited
ACN 096 259 979
Avanteos Investments Limited 37,011
Fully paid ordinary shares
Colonial First State
Investments Limited (Note 1)
ACN 002 348 352
Citicorp Nominees Pty Limited
(Australia)
651,110
Fully paid ordinary shares
Colonial First State
Investments Limited (Note 1)
ACN 002 348 352
Citibank N A Hong Kong 4,403,442
Fully paid ordinary shares
Acadian Asset Management
(Australia) Limited ACN 114
200 127
Citicorp Nominees Pty Limited
(Australia)
77,460
Fully paid ordinary shares
Acadian Asset Management
(Australia) Limited ACN 114
200 127
Northern Trust Company 23,896
Fully paid ordinary shares
Acadian Asset Management
(Australia) Limited ACN 114
200 127
UBS Nominees Pty Ltd 172,914
Fully paid ordinary shares
Acadian Asset Management
(Australia) Limited ACN 114
200 127
JPMorgan (UK) 134,267
Fully paid ordinary shares
Realindex Investments Pty
Limited ACN 133 312 017
Citibank N A Hong Kong 252,622
Fully paid ordinary shares
Colonial First State Asset
Management (Australia)
Limited ACN 114 194 311
Citicorp Nominees Pty Limited
(Australia)
129,302
Fully paid ordinary shares
Colonial First State Asset
Management (Australia)
Limited ACN 114 194 311
Northern Trust Company 4,729,785
Fully paid ordinary shares

6

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant
interest
Date of acquisition Consideration-Cash Consideration-Non-
Cash
Class and number of
securities
See annexure B to this
notice

7

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association
Colonial First State Asset Management (Australia) Limited ACN
114 194 311
An indirect wholly-owned subsidiary, and therefore related body
corporate, of Commonwealth Bank of Australia
Acadian Asset Management (Australia) Limited ACN 114 200
127
An indirect partly-owned subsidiary of Commonwealth Bank of
Australia which it controls.
Colonial First State Investments Limited ACN 002 348 352 An indirect wholly-owned subsidiary, and therefore related body
corporate, of Commonwealth Bank of Australia
Avanteos Investments Limited ACN 096 259 979 An indirect wholly-owned subsidiary, and therefore related body
corporate, of Commonwealth Bank of Australia
Realindex Investments Pty Limited ACN 133 312 017 An indirect wholly-owned subsidiary, and therefore related body
corporate, of Commonwealth Bank of Australia
The Colonial Mutual Life Assurance Society Limited ACN 004
021 809
An indirect wholly-owned subsidiary, and therefore related body
corporate, of Commonwealth Bank of Australia

8

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
Colonial First State Asset Management (Australia) Limited ACN
114 194 311
Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000,
Australia
Acadian Asset Management (Australia) Limited ACN 114 200
127
'Australia Square' Suite 2, Level 40, 264-278 George Street,
Sydney, 2000, Australia
Colonial First State Investments Limited ACN 002 348 352 Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000,
Australia
Avanteos Investments Limited ACN 096 259 979 Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000,
Australia
Realindex Investments Pty Limited ACN 133 312 017 Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000,
Australia
The Colonial Mutual Life Assurance Society Limited ACN 004
021 809
Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000,
Australia

9

8. Signature

NOTE 1--(This note is relevant to section 2,3,4 and 5)

The relevant interests in these securities:

  • a) are/were held by Colonial First State Investments Limited (CFS) as responsible entity of the specified registered managed investment schemes and relate(d) to holdings in connection with the Colonial First State First Choice product range. Decisions to buy/sell those securities and exercise voting rights in relation to those securities are made by managers to whom CFS has outsourced those functions. By instrument dated 29 October 2001 the Australian Securities and Investments Commission (“ASIC”) has granted certain relief to CFS and its related bodies corporate for these holdings from the applicable provisions of Chapter 6 of the Corporations Act in relation to the acquisition of or increase in voting power of such securities (the Manager Relief). These managers are not associates of, other than by virtue of an agreement in accordance with the terms of the Manager Relief, the Commonwealth Bank of Australia group; or

  • b) are/were held by or for the benefit of specified index funds where the funds have an objective of maintaining a portfolio tracking error less than 0.5% per annum. ASIC has granted certain relief to CFS and its related bodies corporate for these holdings from the applicable provisions of Chapter 6 of the Corporations Act in relation to the acquisition of or increase in voting power of such securities.

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Dated the 10 day of October 2014
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Carla Collingwood-Company Secretary

10

Annexure A

This is annexure A referred to in Form 603, Notice of initial substantial holder dated 09/10/2014

Carla Collingwood Company Secretary Dated the 10 October 2014

SCHEDULE

ACADIAN ASSET MANAGEMENT (AUSTRALIA) LIMITED ADVICE ESSENTIALS PTY LIMITED AEGIS CORRECTIONAL PARTNERSHIP PTY LTD AEGIS LIMITED AHL HOLDINGS PTY LIMITED ALTONA V6 PTY LIMITED ASB BANK LIMITED ASB CAPITAL LIMITED ASB CAPITAL LIMITED (NZX-ASBPA) ASB CAPITAL NO.2 LIMITED ASB CAPITAL NO.2 LIMITED (NZX-ASBPB) ASB FINANCE LIMITED ASB FUNDING LIMITED ASB GROUP (LIFE) LIMITED ASB GROUP INVESTMENTS LIMITED ASB HOLDINGS LIMITED ASB MANAGEMENT SERVICES LIMITED ASB NOMINEES LIMITED ASB SECURITIES LIMITED ASB SMART CARDS LIMITED ASKLEPIOS LIMITED ASPIRE SCHOOLS FINANCING (QLD) PTY LIMITED ASPIRE SCHOOLS HOLDINGS (QLD) PTY LIMITED AUSIEX MANAGEMENT SERVICES PTY LTD AUSIEX NOMINEES PTY LIMITED AUSTRALIAN BANK PTY LIMITED (PENDING DEREGISTRATION) AUSTRALIAN INVESTMENT EXCHANGE LIMITED AVANTEOS INVESTMENTS LIMITED AVANTEOS PTY LTD BANK OF HANGZHOU CO. LTD BANKWEST FOUNDATION LIMITED BDELTA VESSEL NO 1 PTY LTD BDELTA VESSEL NO 2 PTY LTD BDELTA VESSEL NO 3 PTY LTD BDELTA VESSEL NO 4 PTY LTD BOCOMMLIFE INSURANCE COMPANY LIMITED BOND INVESTMENTS NO 1 LIMITED BOND INVESTMENTS UK LIMITED BURDEKIN INVESTMENTS LIMITED BW FINANCIAL ADVICE LIMITED BW SECURITISATION MANAGEMENT PTY LTD BWA GROUP SERVICES PTY LTD BWA INTELLECTUAL PROPERTY HOLDINGS LIMITED CABLE BEACH PTY LIMITED

CAPITAL 121 PTY LIMITED CARDS NZ LIMITED CB-CLA LIMITED CB-CLHA PTY LIMITED CBA (EUROPE) FINANCE LTD CBA A320 4077 Pty Limited CBA A320 5156 PTY LIMITED CBA A320 5249 PTY LTD CBA A320 5289 PTY LTD CBA A320 5638 PTY LTD CBA A330 1427 Pty Ltd CBA A330 1453 PTY LIMITED CBA AIR A320 2714 PTY LTD CBA AIR PTY LTD CBA ASSET FINANCE (NZ) LIMITED CBA ASSET HOLDINGS (NZ) LIMITED CBA B377 37091 PTY LTD CBA CAPITAL AUSTRALIA (NO 2) PTY LIMITED CBA CAPITAL AUSTRALIA LIMITED CBA CAPITAL HOLDINGS INC. CBA CAPITAL TRUST I CBA CAPITAL TRUST II CBA CORPORATE SERVICES (NSW) PTY LIMITED CBA CORPORATE SERVICES (VIC) PTY LIMITED CBA EQUITIES LIMITED CBA EUROPE LIMITED CBA FUNDING (NZ) LIMITED CBA FUNDING HOLDINGS PTY LTD CBA FUNDING TRUST I CBA INTERNATIONAL FINANCE PTY. LIMITED CBA INVESTMENTS (NO 2) PTY LTD CBA INVESTMENTS (NO.4) LIMITED CBA INVESTMENTS PTY LIMITED CBA IT CO PTY LIMITED CBA MTE RAIL COMPANY PTY LIMITED CBA NZ HOLDING LIMITED

CBA RAIL & TRAM COMPANY PTY LIMITED CBA REAL ESTATE FUNDING (NZ) LIMITED CBA SERVICES SINGAPORE PTE LTD CBA SPECIALISED FINANCING PTY LIMITED CBA STAFF COMMUNITY FUND LIMITED CBA USD FUNDING LIMITED CBA USD INVESTMENTS PTY LIMITED CBFC LEASING PTY. LIMITED CBFC LIMITED CFS MANAGED PROPERTY LIMITED CFS Newham Limited

11

CFSPAI EUROPE CO LIMITED (formerly known as CFSPAI MALTA CO LIMITED) CFSPAI EUROPE HOLDCO LIMITED (formerly known as CFSPAI MALTA HOLDCO LIMITED) CHRISTMAS BREAK PTY LTD CHULLORA EQUITY INVESTMENT (NO 1) PTY LIMITED CHULLORA EQUITY INVESTMENT (NO 2) PTY LIMITED CHULLORA EQUITY INVESTMENT (NO 3) PTY LIMITED CIPL ARARAT PTY LTD CIPL SA SCHOOLS PTY LTD CIPL SENTINEL HOLDINGS PTY LTD CIPL SENTINEL PTY LTD CISL (HAZELWOOD) PTY. LIMITED CM-SOMERTON PTY. LTD. CMG ASIA LIFE HOLDINGS LIMITED CMG ASIA PTY LTD COLLATERAL LEASING PTY LTD Colonial (UK) Trustees Limited COLONIAL FINANCE PTY LIMITED COLONIAL FINANCIAL CORPORATION PTY LIMITED COLONIAL FIRST STATE ASSET MANAGEMENT (AUSTRALIA) LIMITED

COLONIAL FIRST STATE GROUP LIMITED Colonial First State Investment Managers (UK) Limited COLONIAL FIRST STATE INVESTMENTS (NZ) LIMITED (PENDING DEREGISTRATION) COLONIAL FIRST STATE INVESTMENTS LIMITED COLONIAL FIRST STATE PRIVATE EQUITY PTY LIMITED

COLONIAL FIRST STATE PROPERTY LIMITED COLONIAL FIRST STATE PROPERTY RETAIL PTY LIMITED

COLONIAL HOLDING COMPANY LIMITED COLONIAL LGA HOLDINGS PTY LIMITED COLONIAL MUTUAL SUPERANNUATION PTY. LTD. COLONIAL PTY LIMITED COLONIAL SERVICES PTY LIMITED COMMBANK EUROPE LIMITED COMMBANK MANAGEMENT CONSULTING (ASIA) COMPANY LIMITED COMMBANK MANAGEMENT CONSULTING (SHANGHAI) COMPANY LIMITED COMMCAPITAL S.A.R.L COMMFOUNDATION PTY LIMITED COMMINTERNATIONAL LIMITED COMMONWEALTH AUSTRALIA SECURITIES LLC COMMONWEALTH BANK OF AUSTRALIA COMMONWEALTH BANK OF AUSTRALIA (CIXIAN) COUNTY BANK CO. LTD

COMMONWEALTH BANK OF AUSTRALIA (DENGFENG) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (JIYUAN) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (LANKAO) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (MIANCHI) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (UK)

STAFF BENEFITS SCHEME TRUSTEE COMPANY LIMITED

COMMONWEALTH BANK OF AUSTRALIA (WENXIAN) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (XINJI) COUNTY BANK CO. LTD

COMMONWEALTH BANK OF AUSTRALIA (YICHUAN) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (YONGCHENG) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (YONGNIAN) COUNTY BANK CO. LTD COMMONWEALTH BANK OFFICERS

SUPERANNUATION CORPORATION PTY LIMITED COMMONWEALTH CUSTODIAL SERVICES LIMITED COMMONWEALTH DEVELOPMENT BANK OF AUSTRALIA PTY LIMITED

COMMONWEALTH FINANCIAL PLANNING LIMITED COMMONWEALTH INSURANCE HOLDINGS LIMITED COMMONWEALTH INSURANCE LIMITED COMMONWEALTH INVESTMENT SERVICES PTY LIMITED

COMMONWEALTH INVESTMENTS PTY LIMITED COMMONWEALTH PRIVATE LIMITED COMMONWEALTH SECURITIES LIMITED COMMWEALTH INTERNATIONAL HOLDINGS PTY LIMITED

COMSEC NOMINEES PTY LIMITED COPACABANA BEACH PTY LTD

CORE EQUITY SERVICES NOMINEES PTY LIMITED COUNT FINANCE PTY LIMITED COUNT FINANCIAL LIMITED

CPPIB AUSTRALIAN HOLDINGS NO. 1 PTY LIMITED CRYSTAL AVENUE PTY LIMITED CTB AUSTRALIA LIMITED DAWNRAPTOR PTY LTD ATF DAWNRAPTOR TRUST

EMERALD HOLDING COMPANY PTY LIMITED EQUIGROUP HOLDINGS PTY LIMITED FINANCIAL WISDOM LIMITED FINCONNECT (AUSTRALIA) PTY LTD FIRST STATE (HONG KONG) LLC

FIRST STATE CINDA FUND MANAGEMENT COMPANY LIMITED

First State Diversified Hedge Fund Limited First State European Diversified Infrastructure Sarl First State Funds Plc

First State Global Umbrella Fund Public Limited Company

First State Hedge Funds SPC Limited First State Infrastructure S.à r.l.

First State Investment Management (UK) Limited FIRST STATE INVESTMENT MANAGERS (ASIA) LIMITED

First State Investment Services (UK) Limited First State Investments (America) Limited (formerly known as First State Investments (Cayman) Limited) FIRST STATE INVESTMENTS (HONG KONG) LIMITED

FIRST STATE INVESTMENTS (JAPAN) LIMITED FIRST STATE INVESTMENTS (NZ) LIMITED

12

FIRST STATE INVESTMENTS (SINGAPORE) First State Investments (UK Holdings) Limited First State Investments (UK) Limited FIRST STATE INVESTMENTS (US) LLC First State Investments Fund Management Sarl First State Investments GIP Management Sarl FIRST STATE INVESTMENTS HOLDINGS (SINGAPORE) LIMITED

First State Investments ICVC First State Investments International Inc First State Investments International Limited FIRST STATE INVESTMENTS US HOLDINGS PTY LIMITED

FIRST STATE NOMINEES (HONG KONG) LIMITED FSIB LTD (formerly known as FIRST STATE INVESTMENTS (BERMUDA) LIMITED) GT USD FUNDING PTY LIMITED HARBOARD BEACH PTY LTD HAZELWOOD INVESTMENT COMPANY PTY LIMITED

HOMEPATH PTY LIMITED INVERLOCH LEASING PTY LIMITED INVESTMENT CUSTODIAL SERVICES LIMITED INVESTOR SECURITIES PTY LTD INVESTORWEB.COM. PTY LIMITED IWL BROKING SOLUTIONS LIMITED IWL LIMITED IWL MANAGEMENT SERVICES PTY LTD JACQUES MARTIN ADMINISTRATION AND CONSULTING PTY LTD JACQUES MARTIN PTY. LTD. JDV PTY LIMITED

KIP NZ LIMITED (PENDING DEREGISTRATION) KIWI HOME LOANS (NZ) LIMITED KPM NZ LIMITED (PENDING DEREGISTRATION) Lochness Holdings Limited LOFT NO 1 PTY LIMITED LOFT NO 2 PTY LIMITED LOFT NO.3 PTY LIMITED M M A L FLEET LEASE ARRANGER PTY LTD MIS FUNDING NO.1 PTY LIMITED MORTGAGE HOLDING TRUST COMPANY LIMITED MTE DEBT VEHICLE PTY LTD MTE LESSOR 1 PTY LTD MTE LESSOR 2 PTY LTD MTE LESSOR 3 PTY LTD MTE LESSOR 4 PTY LTD MTE LESSOR 5 PTY LTD MTE NOMINEE PARTNER PTY LTD NETSHARE NOMINEES PTY LTD NEWPORT LIMITED NIMITZ NOMINEES PTY LIMITED ORE & OVERBURDEN PTY LIMITED PINNACLE EDUCATION SA HOLDING COMPANY PTY LIMITED PREFERRED CAPITAL LIMITED PREMIUM ALTERNATIVE INVESTMENTS PTY LIMITED PREMIUM CUSTODY SERVICES PTY LTD PREMIUM PLANTATIONS PTY LIMITED PREMIUM PLANTATIONS SERVICES PTY LTD

PT BANK COMMONWEALTH PT COMMONWEALTH LIFE PT FIRST STATE INVESTMENTS INDONESIA Purangi Developments Limited QILU BANK CO. LTD. REALINDEX INVESTMENTS PTY LIMITED RELIANCE ACHIEVER PTY LIMITED RESIDENTIAL MORTGAGE GROUP PTY LTD ROCK & RUBBLE (DEBT VEHICLE) PTY LIMITED ROCK & RUBBLE (EXISTING) PTY LIMITED ROCK & RUBBLE (NEW) PTY LIMITED SAF Mining No1 Pty Limited SAFE NO1 PTY LTD SAFE NO17 PTY LIMITED SAFE NO2 PTY LTD SAFE NO3 PTY LTD SAFE NO4 PTY LIMITED SAFE NO9 PTY LIMITED SAFE USD HOLDINGS PTY LTD SBN NOMINEES PTY. LIMITED SECURITISATION ADVISORY SERVICES PTY. LIMITED SECURITISATION MANAGEMENT SERVICES LIMITED SECURITY HOLDING INVESTMENT ENTITY LINKING DEALS LIMITED SENBARY PTY LIMITED SHARE DIRECT NOMINEES PTY LIMITED SHARE INVESTMENTS PTY LIMITED SI Holdings Limited SIF RAILWAY NO.1 PTY LIMITED (EXTERNAL ADMINISTRATION) SIF RAILWAY NO.2 PTY LIMITED (EXTERNAL ADMINISTRATION) SOUTH AUSTRALIAN FLEET LEASE ARRANGER PTY LTD

SOVEREIGN ASSURANCE COMPANY LIMITED SOVEREIGN SERVICES LIMITED SOVEREIGN SUPERANNUATION FUNDS LIMITED SOVEREIGN SUPERANNUATION TRUSTEES LIMITED SPARAD (NO.24) PTY. LIMITED ST ANDREW'S AUSTRALIA PTY LTD STATE NOMINEES LTD

SWAN SECURITISATION FINANCE PTY LIMITED SWAN SECURITISATION INVESTMENTS PTY LTD. T.W. CUSTODIANS LIMITED TANKSTREAM RAIL (BY - 1) PTY LIMITED TANKSTREAM RAIL (BY - 2) PTY LIMITED TANKSTREAM RAIL (BY - 3) PTY LIMITED TANKSTREAM RAIL (BY - 4) PTY LIMITED TANKSTREAM RAIL (SW - 1) PTY LIMITED TANKSTREAM RAIL (SW - 2) PTY LIMITED TANKSTREAM RAIL (SW - 3) PTY LIMITED TANKSTREAM RAIL (SW - 4) PTY LIMITED TANKSTREAM RAIL (VICTORIA) PTY LIMITED THE COLONIAL MUTUAL LIFE ASSURANCE SOCIETY LIMITED TORQUAY BEACH PTY LTD TOTAL KEEN INVESTMENT LIMITED VH-VZF PTY LTD

13

VH-VZG PTY LTD VH-VZH PTY LTD VICTORIAN FLEET LEASE ARRANGER PTY LTD VIETNAM INTERNATIONAL BANK (VIETNAM INTERNATIONAL COMMERCIAL JOINT STOCK BANK)

VIPRO PTY LIMITED WESTSIDE PROPERTIES LIMITED WHITTAKER MACNAUGHT PTY. LTD.

14

Annexure B

This is annexure B referred to in Form 603, Notice of initial substantial holder dated 09/10/2014

Carla Collingwood Company Secretary Dated the 10 October 2014

Colonial First State Asset Management (Australia) Limited ACN 114 194 311

Holder of relevant
interest
Date of acquisition Consideration Cash Consideration Non-
Cash
Class and number of
securities
Colonial First State
Asset Management
(Australia) Limited ACN
114 194 311
Friday, 19 September
2014
30,174.75 20,242 Units

Acadian Asset Management (Australia) Limited ACN 114 200 127

Holder of relevant
interest
Date of acquisition Consideration Cash Consideration Non-
Cash
Class and number of
securities
Acadian Asset
Management (Australia)
Limited ACN 114 200
127
Wednesday, 16 July
2014
22,235.33 17,504 Units
Acadian Asset
Management (Australia)
Limited ACN 114 200
127
Tuesday, 9 September
2014
22,477.10 15,178 Units
Acadian Asset
Management (Australia)
Limited ACN 114 200
127
Wednesday, 1 October
2014
31,198.56 20,971 Units
Acadian Asset
Management (Australia)
Limited ACN 114 200
127
Wednesday, 8 October
2014
117,635.01 80,182 Units
Acadian Asset
Management (Australia)
Limited ACN 114 200
127
Tuesday, 1 July 2014 21,165.85 17,678 Units
Acadian Asset
Management (Australia)
Limited ACN 114 200
127
Friday, 5 September
2014
15,116.87 10,476 Units
Acadian Asset
Management (Australia)
Thursday, 25 September
61,594.92
40,361 Units

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Limited ACN 114 200 2014
127
Acadian Asset
Management (Australia) Thursday, 9 October
95,737.65 65,048 Units
Limited ACN 114 200 2014
127
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Colonial First State Investments Limited (Note 1) ACN 002 348 352

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Holder of relevant Consideration Non- Class and number of
Date of acquisition Consideration Cash
interest Cash securities
Colonial First State
Investments Limited Thursday, 21 August
11,704.59 8,778 Units
(Note 1) ACN 002 348 2014
352
Colonial First State
Investments Limited
Friday, 22 August 2014 18,968.45 14,417 Units
(Note 1) ACN 002 348
352
Colonial First State
Investments Limited
Thursday, 31 July 2014 31,964.67 24,494 Units
(Note 1) ACN 002 348
352
Colonial First State
Investments Limited
Friday, 1 August 2014 12,800.00 10,000 Units
(Note 1) ACN 002 348
352
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Realindex Investments Pty Limited ACN 133 312 017

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Holder of relevant Consideration Non- Class and number of
Date of acquisition Consideration Cash
interest Cash securities
Realindex Investments
Thursday, 14 August
Pty Limited ACN 133 91,466.28 70,402 Units
2014
312 017
Realindex Investments
Pty Limited ACN 133 Friday, 15 August 2014 56,235.08 42,464 Units
312 017
Realindex Investments
Monday, 18 August
Pty Limited ACN 133 73,838.23 55,264 Units
2014
312 017
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