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ARENA REIT. — Major Shareholding Notification 2013
Dec 26, 2013
64418_rns_2013-12-26_42150dbe-8e36-4f5d-ad4c-75ee9ddaaebe.pdf
Major Shareholding Notification
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F-1800
FORM 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To: Company Name/Scheme: Arena REIT
ACN/ARSN: 106 891 641
1. Details of substantial holder
Name: Commonwealth Bank of Australia ACN 123 123 124 (CBA) and its related bodies corporate listed in annexure A
The holder became a substantial holder on: 24/12/2013
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows.
| Class of securities | Number of securities | Person's votes | Voting power (%) |
|---|---|---|---|
| Fully Paid ordinary shares | 4,850,840 | 4,850,840 | 2.29 |
| For | the Securities (if any) listed below see NOTE 1 at the end of this form | ||
| Class of securities | Number of securities | Person's votes | Voting power (%) |
| Fully Paid ordinary shares | 6,771,966 | 6,771,966 | 3.20 |
| Class of securities | Number of securities | Person's votes | Voting power (%) |
| GRAND TOTAL Fully paid ordinary shares |
11,622,806 | 11,622,806 | 5.49 |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest | Class and number of securities |
|---|---|---|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the residual power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is not managed by either Colonial First State Investments Limited or a related body corporate). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being a residual accelerated relevant interest held in the same capacity. Colonial First State Investments Limited has authorised the manager of each such managed investment scheme to exercise the powers referred to in paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth) in relation to those securities managed by the manager to the exclusion of Colonial First State Investments Limited except for provisions allowing Colonial First State Investments Limited to terminate the agreement with the manager or to exercise those powers where the agreement is terminated. Nature of relevant interest derived from; ordinary shares 6,771,966 |
6,771,966 Fully paid ordinary shares |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager (as provided for under its investment mandates). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. Nature of relevant interest derived from; ordinary shares 4,850,840 |
4,850,840 Fully paid ordinary shares |
| Colonial First State Investments Limited ACN 002 348 352 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as a responsible entity of a |
11,622,806 Fully paid ordinary shares |
2
| managed investment scheme (which managed investment scheme is managed by Colonial First Statement Investments Limited or a related body corporate). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. Nature of relevant interest derived from; ordinary shares 11,622,806 |
||
|---|---|---|
| Colonial First State Investments Limited ACN 002 348 352 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is managed by Colonial First Statement Investments Limited or a related body corporate). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. Nature of relevant interest derived from; ordinary shares 4,729,785 |
4,729,785 Fully paid ordinary shares |
| The Colonial Mutual Life Assurance Society Limited ACN 004 021 809 |
Relevant interest under paragraph 608(1)(a), 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from holding securities, having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in a proprietary capacity as a life insurance company. Statutory fund holdings are held by external custodians and voted by the relevant investment manager, so CMLA's relevant interest is qualified accordingly. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. Nature of relevant interest derived from; ordinary shares 121,055 |
121,055 Fully paid ordinary shares |
3
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows
| Holder of relevant interest | Registered holder of securities |
Person entitled to be registered as holder |
Class and number of securities |
|---|---|---|---|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Citicorp Nominees Pty Limited (Australia) |
2,279,868 Fully paid ordinary shares |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Citibank N A Hong Kong | 4,492,098 Fully paid ordinary shares |
|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Citicorp Nominees Pty Limited (Australia) |
121,055 Fully paid ordinary shares |
|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Northern Trust Company | 4,729,785 Fully paid ordinary shares |
4
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration-Cash | Consideration-Non- Cash |
Class and number of securities |
|---|---|---|---|---|
| See annexure B to this notice |
5
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
An indirect wholly-owned subsidiary, and therefore related body corporate, of Commonwealth Bank of Australia |
| Colonial First State Investments Limited ACN 002 348 352 | An indirect wholly-owned subsidiary, and therefore related body corporate, of Commonwealth Bank of Australia |
| Avanteos Investments Limited ACN 096 259 979 | An indirect wholly-owned subsidiary, and therefore related body corporate, of Commonwealth Bank of Australia |
| The Colonial Mutual Life Assurance Society Limited ACN 004 021 809 |
An indirect wholly-owned subsidiary, and therefore related body corporate, of Commonwealth Bank of Australia |
6
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia |
| Colonial First State Investments Limited ACN 002 348 352 | Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia |
| Avanteos Investments Limited ACN 096 259 979 | 105 Camberwell Road Hawthorn East Vic 3123 |
| The Colonial Mutual Life Assurance Society Limited ACN 004 021 809 |
Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia |
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8. Signature
NOTE 1--(This note is relevant to section 2,3,4 and 5)
The relevant interests in these securities:
-
a) are/were held by Colonial First State Investments Limited (CFS) as responsible entity of the specified registered managed investment schemes and relate(d) to holdings in connection with the Colonial First State First Choice product range. Decisions to buy/sell those securities and exercise voting rights in relation to those securities are made by managers to whom CFS has outsourced those functions. By instrument dated 29 October 2001 the Australian Securities and Investments Commission (“ASIC”) has granted certain relief to CFS and its related bodies corporate for these holdings from the applicable provisions of Chapter 6 of the Corporations Act in relation to the acquisition of or increase in voting power of such securities (the Manager Relief). These managers are not associates of, other than by virtue of an agreement in accordance with the terms of the Manager Relief, the Commonwealth Bank of Australia group; or
-
b) are/were held by or for the benefit of specified index funds where the funds have an objective of maintaining a portfolio tracking error less than 0.5% per annum. ASIC has granted certain relief to CFS and its related bodies corporate for these holdings from the applicable provisions of Chapter 6 of the Corporations Act in relation to the acquisition of or increase in voting power of such securities.
Dated the 27 day of December 2013
Carla Collingwood-Company Secretary
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Annexure A
This is annexure A referred to in Form 603, Notice of initial substantial holder dated 25/12/2013
Carla Collingwood Company Secretary Dated the 27 December 2013
SCHEDULE
158 FERNY AVENUE HOLDINGS II PTY LIMITED ACADIAN ASSET MANAGEMENT (AUSTRALIA) LIMITED ADVICE ESSENTIALS PTY LIMITED AEGIS CORRECTIONAL PARTNERSHIP PTY LTD AEGIS LIMITED ALTONA V6 PTY LIMITED ARGMA PTY LIMITED ASB BANK LIMITED ASB CAPITAL LIMITED (NZX-ASBPA) ASB CAPITAL NO.2 LIMITED (NZX-ASBPB) ASB FINANCE LIMITED ASB FUNDING LIMITED ASB GROUP (LIFE) LIMITED ASB GROUP INVESTMENTS LIMITED ASB HOLDINGS LIMITED ASB MANAGEMENT SERVICES LIMITED ASB NOMINEES LIMITED ASB SECURITIES LIMITED ASB SMART CARDS LIMITED ASKLEPIOS LIMITED ASPIRE SCHOOLS FINANCING (QLD) PTY LIMITED ASPIRE SCHOOLS HOLDINGS (QLD) PTY LIMITED AUSIEX MANAGEMENT SERVICES PTY LTD AUSIEX NOMINEES PTY LIMITED AUSTRALIAN BANK PTY LIMITED AUSTRALIAN INVESTMENT EXCHANGE LIMITED AVANTEOS INVESTMENTS LIMITED AVANTEOS PTY LTD BANK OF HANGZHOU CO., LTD BANKWEST FOUNDATION LIMITED BERHARK PTY. LIMITED BOCOMMLIFE INSURANCE COMPANY LIMITED BOND INVESTMENTS NO 1 LIMITED BOND INVESTMENTS UK LIMITED BURDEKIN INVESTMENTS LIMITED BW FINANCIAL ADVICE LIMITED BW SECURITISATION MANAGEMENT PTY LTD BWA GROUP SERVICES PTY LTD BWA INTELLECTUAL PROPERTY HOLDINGS LIMITED
CABLE BEACH PTY LIMITED CAPITAL 121 PTY LIMITED CBA (EUROPE) FINANCE LTD CBA A320 4077 PTY LIMITED CBA A320 5156 PTY LIMITED
CBA A320 5249 PTY LTD CBA A320 5289 PTY LTD CBA A320 5638 PTY LTD CBA A330 1427 PTY LTD CBA A330 1453 PTY LIMITED CBA AIR A320 2714 PTY LTD CBA AIR PTY LTD CBA ASIA LIMITED CBA ASSET FINANCE (NZ) LIMITED CBA ASSET HOLDINGS (NZ) LIMITED CBA B377 37091 PTY LTD CBA CAPITAL AUSTRALIA (NO 2) PTY LIMITED CBA CAPITAL AUSTRALIA LIMITED CBA CAPITAL HOLDINGS INC. CBA CAPITAL TRUST I CBA CAPITAL TRUST II CBA CORPORATE SERVICES (NSW) PTY LIMITED CBA CORPORATE SERVICES (VIC) PTY LIMITED CBA EQUITIES LIMITED CBA EUROPE LIMITED CBA FUNDING (NZ) LIMITED CBA FUNDING HOLDINGS PTY LTD CBA FUNDING TRUST I CBA INDEMNITY CO. PTY LIMITED CBA INTERNATIONAL FINANCE PTY. LIMITED CBA INVESTMENTS (NO 2) PTY LTD CBA INVESTMENTS (NO.4) LIMITED CBA INVESTMENTS PTY LIMITED CBA IT CO PTY LIMITED CBA MTE RAIL COMPANY PTY LIMITED CBA NZ HOLDING LIMITED CBA RAIL & TRAM COMPANY PTY LIMITED CBA REAL ESTATE FUNDING (NZ) LIMITED CBA SPECIALISED FINANCING PTY LIMITED CBA SINGAPORE SERVICES PTE LIMITED CBA STAFF COMMUNITY FUND LIMITED CBA USD FUNDING LIMITED CBA USD INVESTMENTS PTY LIMITED CB-CLA LIMITED CB-CLHA PTY LIMITED CBFC LEASING PTY. LIMITED CBFC LIMITED CC HOLDINGS NO. 1 PTY LTD CC HOLDINGS NO. 2 PTY LTD CC NO. 1 PTY LTD CC NO. 2 PTY LTD
9
CCC COMMERCIAL PTY LTD CFS MANAGED PROPERTY LIMITED CFS NEWHAM LIMITED CFSP ASSET MANAGEMENT PTY LTD CFSPAI MALTA CO LIMITED CFSPAI MALTA HOLDCO LIMITED CHRISTMAS BREAK PTY LTD CHULLORA EQUITY INVESTMENT (NO 1) PTY LIMITED CHULLORA EQUITY INVESTMENT (NO 2) PTY LIMITED CHULLORA EQUITY INVESTMENT (NO 3) PTY LIMITED CIPL ARARAT PTY LTD CIPL SA SCHOOLS PTY LTD CIPL SENTINEL HOLDINGS PTY LTD CIPL SENTINEL PTY LTD CISL (HAZELWOOD) PTY. LIMITED CMG ASIA LIFE HOLDINGS LIMITED CMG ASIA PTY LTD CM-SOMERTON PTY. LTD. COLLATERAL LEASING PTY LTD COLONIAL (UK) PLC COLONIAL (UK) TRUSTEES LIMITED COLONIAL FINANCE LIMITED COLONIAL FINANCIAL CORPORATION PTY LIMITED COLONIAL FIRST STATE ASSET MANAGEMENT (AUSTRALIA) LIMITED COLONIAL FIRST STATE ASSET MANAGEMENT PTY LTD COLONIAL FIRST STATE CAPITAL MANAGEMENT PTY LTD COLONIAL FIRST STATE GROUP LIMITED COLONIAL FIRST STATE INVESTMENT MANAGERS (UK) LIMITED COLONIAL FIRST STATE INVESTMENTS (NZ) LIMITED
COLONIAL FIRST STATE INVESTMENTS LIMITED COLONIAL FIRST STATE LOAN NOTE ISSUER PTY LTD COLONIAL FIRST STATE MANAGEMENT PTY LIMITED COLONIAL FIRST STATE PRIVATE EQUITY PTY LIMITED
COLONIAL FIRST STATE PROPERTY LIMITED COLONIAL FIRST STATE PROPERTY MANAGEMENT PTY LTD COLONIAL FIRST STATE PROPERTY RETAIL PTY LIMITED
COLONIAL HOLDING COMPANY LIMITED COLONIAL LGA HOLDINGS PTY LIMITED COLONIAL MUTUAL SUPERANNUATION PTY. LTD. COLONIAL PTY LIMITED COLONIAL SERVICES PTY LIMITED COMMBANK EUROPE LIMITED COMMBANK MANAGEMENT CONSULTING (ASIA) COMPANY LIMITED COMMBANK MANAGEMENT CONSULTING (SHANGHAI) COMPANY LIMITED COMMCAPITAL S.A.R.L COMMFOUNDATION PTY LIMITED
COMMINTERNATIONAL LIMITED COMMONWEALTH AUSTRALIA SECURITIES LLC COMMONWEALTH BANK OF AUSTRALIA COMMONWEALTH BANK OF AUSTRALIA (UK) STAFF BENEFITS SCHEME TRUSTEE COMPANY LIMITED
COMMONWEALTH BANK OFFICERS SUPERANNUATION CORPORATION PTY LIMITED COMMONWEALTH CUSTODIAL SERVICES LIMITED COMMONWEALTH DEVELOPMENT BANK OF AUSTRALIA PTY LIMITED COMMONWEALTH FINANCIAL PLANNING LIMITED COMMONWEALTH INSURANCE HOLDINGS LIMITED COMMONWEALTH INSURANCE LIMITED COMMONWEALTH INVESTMENT SERVICES PTY LIMITED COMMONWEALTH INVESTMENTS PTY LIMITED COMMONWEALTH MANAGED INVESTMENTS LIMITED
COMMONWEALTH PRIVATE LIMITED COMMONWEALTH PROPERTY PTY LIMITED COMMONWEALTH SECURITIES LIMITED COMMWEALTH INTERNATIONAL HOLDINGS PTY LIMITED
COMSEC NOMINEES PTY LIMITED COPACABANA BEACH PTY LTD CORE EQUITY SERVICES NOMINEES PTY LIMITED COUNT FINANCE PTY LIMITED COUNT FINANCIAL LIMITED COUNT INVESTMENTS PTY LTD. (PENDING DEREGISTRATION) COUNT PROPERTY PTY LTD. (PENDING DEREGISTRATION) CPHF HOTELS PTY LIMITED CRYSTAL AVENUE PTY LIMITED CTB AUSTRALIA LIMITED ELIZABETH CITY CENTRE PTY. LTD. EMERALD HOLDING COMPANY PTY LIMITED EQUIGROUP HOLDINGS PTY LIMITED FINANCIAL WISDOM LIMITED FINCONNECT (AUSTRALIA) PTY LTD. FIRST STATE (HONG KONG) LLC FIRST STATE CINDA FUND MANAGEMENT COMPANY LIMITED FIRST STATE DIVERSIFIED HEDGE FUND LIMITED FIRST STATE EUROPEAN DIVERSIFIED INFRASTRUCTURE SARL FIRST STATE FUNDS PLC FIRST STATE GLOBAL UMBRELLA FUND PUBLIC LIMITED COMPANY
FIRST STATE HEDGE FUNDS SPC LIMITED FIRST STATE INFRASTRUCTURE S.À R.L.
FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED
FIRST STATE INVESTMENT MANAGERS (ASIA) LIMITED
FIRST STATE INVESTMENT SERVICES (UK) LIMITED FIRST STATE INVESTMENTS (BERMUDA) LIMITED FIRST STATE INVESTMENTS (CAYMAN) LIMITED
10
FIRST STATE INVESTMENTS (HONG KONG) LIMITED
FIRST STATE INVESTMENTS (JAPAN) LIMITED FIRST STATE INVESTMENTS (NZ) LIMITED FIRST STATE INVESTMENTS (SINGAPORE) FIRST STATE INVESTMENTS (UK HOLDINGS) LIMITED
FIRST STATE INVESTMENTS (UK) LIMITED FIRST STATE INVESTMENTS FUND MANAGEMENT SARL
FIRST STATE INVESTMENTS GIP MANAGEMENT SARL
FIRST STATE INVESTMENTS GLOBAL RESOURCES LONG SHORT FUND LIMITED (PENDING DEREGISTRATION)
FIRST STATE INVESTMENTS GLOBAL RESOURCES LONG SHORT MASTER FUND LIMITED (PENDING DEREGISTRATION)
FIRST STATE INVESTMENTS HOLDINGS (SINGAPORE) LIMITED FIRST STATE INVESTMENTS ICVC FIRST STATE INVESTMENTS INTERNATIONAL INC FIRST STATE INVESTMENTS INTERNATIONAL LIMITED
FIRST STATE INVESTMENTS US HOLDINGS PTY LIMITED
FIRST STATE NOMINEES (HONG KONG) LIMITED FORTH VALLEY INVESTMENT COMPANY LIMITED FRESHWATER COMMERCIAL NO. 1 PTY LIMITED FRESHWATER HOLDING NO.1 PTY LIMITED GREENWOOD LENDING PTY LTD GROUP PROPERTY1 PTY LIMITED GT FUNDING NO. 3 PTY LTD GT OPERATING NO. 4 PTY LIMITED GT OPERATING NO.2 PTY LIMITED GT USD FUNDING PTY LIMITED HARBOARD BEACH PTY LTD HAZELWOOD INVESTMENT COMPANY PTY LIMITED
HIC FINANCE PTY LIMITED HOMEPATH PTY LIMITED HOTEL GOLD COAST PTY LIMITED HOTEL HOLDINGS & SERVICES PTY LIMITED INVERLOCH LEASING PTY LIMITED INVESTMENT CUSTODIAL SERVICES LIMITED INVESTOR SECURITIES PTY LTD INVESTORWEB.COM. PTY LIMITED IPERE HOLDING MALTA LIMITED IPERE INVESTING MALTA LIMITED IWL ASSET MANAGEMENT PTY LTD IWL BROKING SOLUTIONS LIMITED IWL LIMITED IWL MANAGEMENT SERVICES PTY LTD JACQUES MARTIN ADMINISTRATION AND CONSULTING PTY LTD JACQUES MARTIN NEW ZEALAND LIMITED JACQUES MARTIN PTY. LTD. JDV NOMINEE HOLDINGS PTY LTD JDV PTY LIMITED JDV SETTLEMENTS NOMINEES PTY LTD JDV STOCK HOLDINGS NOMINEES PTY LTD
KIWI HOME LOANS (NZ) LIMITED KIWI INCOME PROPERTIES LIMITED KIWI PROPERTY HOLDINGS LIMITED KIWI PROPERTY MANAGEMENT LIMITED KSW COMMERCIAL HOLDINGS PTY LIMITED KSW COMMERCIAL PTY LIMITED KSW PROJECT PTY LIMITED LEASEWAY TRANSPORTATION PTY LIMITED LG INC.
LOFT NO 1 PTY LIMITED LOFT NO 2 PTY LIMITED LOFT NO.3 PTY LIMITED M M A L FLEET LEASE ARRANGER PTY LTD MIS FUNDING NO.1 PTY LIMITED M-LAND PTY LTD
MORTGAGE HOLDING TRUST COMPANY LIMITED MTE DEBT VEHICLE PTY LTD MTE LESSOR 1 PTY LTD MTE LESSOR 2 PTY LTD MTE LESSOR 3 PTY LTD MTE LESSOR 4 PTY LTD MTE LESSOR 5 PTY LTD MTE NOMINEE PARTNER PTY LTD NETSHARE NOMINEES PTY LTD NEWPORT LIMITED NIMITZ NOMINEES PTY LIMITED OCTOBER NOMINEES PTY. LIMITED ORE & OVERBURDEN PTY LIMITED PIF MANAGED PROPERTY PTY LIMITED PPS NOMINEES PTY LIMITED PREFERRED CAPITAL LIMITED PREMIUM ALTERNATIVE INVESTMENTS PTY LIMITED
PREMIUM CUSTODY SERVICES PTY LTD PREMIUM PLANTATIONS PTY LIMITED PREMIUM PLANTATIONS SERVICES PTY LTD PT BANK COMMONWEALTH PT COMMONWEALTH LIFE PT FIRST STATE INVESTMENTS INDONESIA QILU BANK CO., LTD.
REALINDEX INVESTMENTS PTY LIMITED RELIANCE ACHIEVER PTY LIMITED RESIDENTIAL MORTGAGE GROUP PTY LTD ROCK & RUBBLE (DEBT VEHICLE) PTY LIMITED ROCK & RUBBLE (EXISTING) PTY LIMITED ROCK & RUBBLE (NEW) PTY LIMITED SAF MINING NO1 PTY LIMITED SAFE NO1 PTY LTD SAFE NO2 PTY LTD SAFE NO3 PTY LTD SAFE NO4 PTY LIMITED SAFE NO9 PTY LIMITED SAFE USD HOLDINGS PTY LTD SBN NOMINEES PTY. LIMITED SCOTGEM LIMITED SECURITISATION ADVISORY SERVICES PTY. LIMITED SECURITISATION MANAGEMENT SERVICES LIMITED SECURITY HOLDING INVESTMENT ENTITY LINKING DEALS LIMITED
11
SENBARY PTY LIMITED SHARE DIRECT NOMINEES PTY LIMITED SHARE INVESTMENTS PTY LIMITED SI HOLDINGS LIMITED SIF RAILWAY NO.1 PTY LIMITED (EXTERNAL ADMINISTRATION) SOVEREIGN ASSURANCE COMPANY LIMITED SOVEREIGN FINANCIAL SERVICES LIMITED SOVEREIGN LIMITED SOVEREIGN SERVICES LIMITED
SOVEREIGN SUPERANNUATION FUNDS LIMITED SOVEREIGN SUPERANNUATION TRUSTEES LIMITED SYLVIA PARK BUSINESS CENTRE LIMITED TOTAL KEEN INVESTMENT LIMITED VIETNAM INTERNATIONAL BANK (VIETNAM INTERNATIONAL COMMERCIAL JOINT STOCK BANK) WESTSIDE PROPERTIES LIMITED
12
Annexure B
This is annexure B referred to in Form 603, Notice of initial substantial holder dated 25/12/2013
Carla Collingwood Company Secretary Dated the 27 December 2013
Colonial First State Asset Management (Australia) Limited ACN 114 194 311
| Holder of relevant interest |
Date of acquisition | Consideration Cash | Consideration Non- Cash |
Class and number of securities |
|---|---|---|---|---|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Tuesday, 17 September 2013 |
47,886.84 | 42,006 Units | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday, 20 September 2013 |
93,222.49 | 79,049 Units |
Colonial First State Investments Limited (Note 1) ACN 002 348 352
| Holder of relevant interest |
Date of acquisition | Consideration Cash | Consideration Non- Cash |
Class and number of securities |
|---|---|---|---|---|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 6 September 2013 |
51,900.27 | 46,757 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday, 9 September 2013 |
46,000.04 | 40,708 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 10 September 2013 |
16,884.00 | 15,075 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 11 September 2013 |
54,548.12 | 48,725 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 12 September 2013 |
2,253.10 |
2,039 Units | |
| Colonial First State Investments Limited |
Thursday, 12 September | 36,461.35 |
32,894 Units |
| (Note 1) ACN 002 348 352 |
2013 | |||
|---|---|---|---|---|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 13 September 2013 |
29,311.77 | 26,407 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 17 September 2013 |
43,325.70 | 38,005 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday, 26 August 2013 |
76,515.94 | 73,221 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 27 August 2013 |
26,181.43 | 25,054 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 28 August 2013 |
14,516.25 | 13,825 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 29 August 2013 |
30,499.35 | 29,047 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 3 September 2013 |
63,555.98 | 59,437 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 4 September 2013 |
92,469.24 | 85,178 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday, 9 September 2013 |
67,595.16 | 59,294 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 27 September 2013 |
16,148.30 | 14,042 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 8 October 2013 |
5,112.90 | 4,446 Units |
14
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 9 October 2013 |
13,687.30 | 11,902 Units | |
|---|---|---|---|---|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 10 October 2013 |
7,441.65 | 6,471 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 11 October 2013 | 10,822.65 | 9,411 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday, 14 October 2013 |
35,908.75 | 31,225 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 15 October 2013 |
9,331.10 | 8,114 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 16 October 2013 |
4,924.30 | 4,282 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 18 October 2013 | 7,540.55 | 6,557 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday, 21 October 2013 |
6,816.16 | 5,876 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 22 October 2013 |
56,714.12 | 48,921 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 23 October 2013 |
37,651.92 | 32,509 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 24 October 2013 |
20,287.18 | 17,681 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 |
Friday, 25 October 2013 | 606.05 | 527 Units |
15
| 352 | ||||
|---|---|---|---|---|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday, 28 October 2013 |
16,645.10 | 14,474 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 29 October 2013 |
244,042.65 | 212,211 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 31 October 2013 |
169,623.48 | 147,550 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 1 November 2013 |
18,620.32 | 16,052 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 5 November 2013 |
265.59 | 227 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 6 November 2013 |
38,917.71 | 33,263 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 21 November 2013 |
5,288.73 | 4,364 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday, 25 November 2013 |
44,365.50 | 36,395 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 27 November 2013 |
8,008.65 | 6,845 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 28 November 2013 |
32,719.05 | 27,965 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 29 November 2013 |
35,529.39 | 30,367 Units | |
| Colonial First State Investments Limited |
Monday, 2 December | 1,436.76 | 1,228 Units |
16
| (Note 1) ACN 002 348 352 |
2013 | |||
|---|---|---|---|---|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 3 December 2013 |
22,994.01 | 19,653 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 4 December 2013 |
18,017.65 | 15,597 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 5 December 2013 |
9,015.46 | 7,780 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 6 December 2013 |
7,933.77 | 6,843 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday, 9 December 2013 |
12,246.73 | 10,641 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 19 December 2013 |
2,889.60 | 2,580 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 20 December 2013 |
16,540.16 | 14,768 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday, 23 December 2013 |
13,022.24 | 11,627 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 12 December 2013 |
14,221.99 | 12,823 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 13 December 2013 |
36,248.53 | 32,542 Units | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday, 16 December 2013 |
11,499.40 | 10,454 Units |
17
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 17 December 2013 |
1,235.30 | 1,123 Units | |
|---|---|---|---|---|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 18 December 2013 |
1,602.72 | 1,431 Units |
Avanteos Investments Limited ACN 096 259 979
| Holder of relevant interest |
Date of acquisition | Consideration Cash | Consideration Non- Cash |
Class and number of securities |
|---|---|---|---|---|
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 6 September 2013 |
54,855.00 | 48,760 Units |
18