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Arena Group Holdings, Inc. — Director's Dealing 2021
Mar 16, 2021
33397_dirs_2021-03-16_87748e57-487d-4945-8bf6-f81e4fb0e884.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: theMaven, Inc. (MVEN)
CIK: 0000894871
Period of Report: 2021-02-18
Reporting Person: Smith Douglas Baker (Chief Financial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-18 | Options to purchase | $0.79 | A | 1097561 | Acquired | 2031-02-18 | Common Stock (1097561) | Direct |
| 2021-02-18 | RSU | $ | A | 2560976 | Acquired | Common Stock (2560976) | Direct |
Footnotes
F1: 1/3 of the shares associated with the Option will vest on January 1, 2022; with the balance of the shares vesting in a series of twenty-four (24) successive equal monthly installments thereafter.
F2: 1/3 of the RSUs will vest on January 1, 2022; with the balance of the RSUs vesting in a series of twenty-four (24) successive equal monthly installments thereafter. In addition, the RSUs' vesting will accelerate in accordance with the terms of Participants employment agreement with the Company.
F3: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.