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ARDELYX, INC. — Director's Dealing 2024
Jan 10, 2024
32003_dirs_2024-01-10_47b480a8-7944-4bb5-85c1-4de771b45b5d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARDELYX, INC. (ARDX)
CIK: 0001437402
Period of Report: 2024-01-08
Reporting Person: Rosenbaum David P. (Chief Development Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-08 | Common Stock | S | 30000 | $6.64 | Disposed | 286596 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 113293 | Indirect |
| Common Stock | 77592 | Indirect |
Footnotes
F1: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023.
F2: This transaction was executed in multiple trades in prices ranging from $6.46 to $7.00, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F3: The shares are directly held by the Reporting Person's wife.
F4: The shares are directly held by David Paul Rosenbaum and Susan Edelstein Rosenbaum, Trustees of the David Paul Rosenbaum Family Trust.