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ARDELYX, INC. — Director's Dealing 2021
Oct 30, 2021
32003_dirs_2021-10-29_c16c063e-f7ad-4acc-9232-1a07cddf287d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARDELYX, INC. (ARDX)
CIK: 0001437402
Period of Report: 2021-10-08
Reporting Person: Rosenbaum David P. (Chief Development Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-08 | Common Stock | A | 150000 | — | Acquired | 311804 | Direct |
| 2021-10-08 | Common Stock | A | 60000 | — | Acquired | 90811 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 77592 | Indirect |
Footnotes
F1: Restricted stock units ("RSUs"). The Reporting Person is entitled to receive one (1) shares of Common Stock for each one (1) RSU upon the vesting thereof.
F2: Reflects the adjusted total which includes the purchase of 3,000 shares under the Ardelyx Employee Stock Purchase Plan on February 28, 2021.
F3: Reflects the adjusted total which includes the purchase of 1,237 shares under the Ardelyx Employee Stock Purchase Plan on August 31, 2021.
F4: The shares are directly held by the Reporting Person's wife.
F5: The shares are directly held by David Paul Rosenbaum and Susan Edelstein Rosenbaum, Trustees of the David Paul Rosenbaum Family Trust.