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ARDELYX, INC. Director's Dealing 2021

Oct 30, 2021

32003_dirs_2021-10-29_1e2abf66-5685-482f-a713-76cb8308c25c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ARDELYX, INC. (ARDX)
CIK: 0001437402
Period of Report: 2021-10-08

Reporting Person: RAAB MICHAEL (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-10-08 Common Stock A 300000 Acquired 634410 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 24364 Indirect
Common Stock 1000 Indirect

Footnotes

F1: Restricted stock units ("RSUs"). The Reporting Person is entitled to receive one (1) shares of Common Stock for each one (1) RSU upon the vesting thereof.

F2: Reflects the adjusted total which includes the purchase of 1,937 shares under the Ardelyx Employee Stock Purchase Plan on February 28, 2021.

F3: Reflects the adjusted total which includes the purchase of 2,743 shares under the Ardelyx Employee Stock Purchase Plan on August 31, 2021.

F4: The shares are directly held by Michael G. Raab, Trustee of the Michael G. Raab Living Trust dated July 25, 2012.

F5: The shares are owned directly by trusts for the benefit of the Reporting Person's children.