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ARDELYX, INC. — Director's Dealing 2020
Jun 23, 2020
32003_dirs_2020-06-22_241adf0a-7171-4898-9204-22fb6168da8d.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ARDELYX, INC. (ARDX)
CIK: 0001437402
Period of Report: 2020-06-09
Reporting Person: Blanks Robert (See Remarks)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 115395 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.42 | 2023-07-18 | Common Stock (33333) | Direct | |
| Stock Option (Right to Buy) | $23.02 | 2025-01-06 | Common Stock (7657) | Direct | |
| Stock Option (Right to Buy) | $10.55 | 2026-01-15 | Common Stock (30810) | Direct | |
| Stock Option (Right to Buy) | $13.90 | 2027-01-19 | Common Stock (63628) | Direct | |
| Stock Option (Right to Buy) | $4.70 | 2027-08-09 | Common Stock (19884) | Direct | |
| Stock Option (Right to Buy) | $7.10 | 2028-01-16 | Common Stock (87828) | Direct | |
| Stock Option (Right to Buy) | $4.30 | 2028-07-26 | Common Stock (54730) | Direct | |
| Stock Option (Right to Buy) | $2.32 | 2029-01-17 | Common Stock (80000) | Direct | |
| Stock Option (Right to Buy) | $7.60 | 2030-01-09 | Common Stock (139365) | Direct |
Footnotes
F1: Includes 100,000 restricted stock units ("RSUs"). The Reporting Person is entitled to receive one (1) shares of Common Stock for each one (1) RSU upon the vesting thereof.
F2: The option is fully vested and exercisable.
F3: The option becomes exercisable as it vests and the shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of January 19, 2017, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
F4: The option becomes exercisable as it vests and the shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of January 16, 2018, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
F5: The option becomes exercisable as it vests and the shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of July 26, 2018, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
F6: The option becomes exercisable as it vests and the shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of January 17, 2019, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
F7: The option becomes exercisable as it vests and the shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of January 9, 2020, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.