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ARDELYX, INC. — Director's Dealing 2017
Aug 11, 2017
32003_dirs_2017-08-11_e8736ff5-4a7e-4a03-98e7-b66851780301.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARDELYX, INC. (ARDX)
CIK: 0001437402
Period of Report: 2017-08-07
Reporting Person: Kaufmann Mark (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-07 | Common Stock | A | 26512 | $0.00 | Acquired | 48588 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-09 | Stock Option (Right to Buy) | $4.7 | A | 26512 | Acquired | 2027-08-09 | Common Stock (26512) | Direct |
Footnotes
F1: Restricted stock units ("RSUs"). The Reporting Person is entitled to receive one (1) share of Common Stock for each one (1) RSU upon the vesting thereof.
F2: Includes 581 shares acquired by the Reporting Person on February 28, 2017 under the Company's Employee Stock Purchase Plan.
F3: The option becomes exercisable as it vests and the shares subject to the option vest with respect to 2/3 of the shares subject thereto on December 31, 2018 and 1/3 of the shares subject thereto on June 1, 2019, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.