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ARDELYX, INC. — Director's Dealing 2015
Sep 2, 2015
32003_dirs_2015-09-02_6a8969ad-7de4-4c4e-955a-965c9ac9be31.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: ARDELYX, INC. (ARDX)
CIK: 0001437402
Period of Report: 2015-07-30
Reporting Person: Rosenbaum David P. (SVP, Drug Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-07-30 | Common Stock | S | 2011 | $19.2716 | Disposed | 25880 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 77592 | Indirect |
Footnotes
F1: This amendment is being filed to correct the account under which the reporting person sold and to report the original source of the shares sold.
F2: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 18, 2015.
F3: The 2,011 shares reported as sold herein were originally acquired under the Issuer's Employee Stock Purchase Plan on February 27, 2015.
F4: This transaction was executed in multiple trades in prices ranging from $19.19 to $19.566, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: The shares are directly held by David Paul Rosenbaum and Susan Edelstein Rosenbaum, Trustees of the David Paul Rosenbaum Family Trust.