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ARDELYX, INC. — Director's Dealing 2014
Dec 29, 2014
32003_dirs_2014-12-29_8f4ebd5c-e53c-4118-b54d-d982520da56f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARDELYX, INC. (ARDX)
CIK: 0001437402
Period of Report: 2014-12-23
Reporting Person: DRANT RYAN D (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-23 | Common Stock | J | 10000 | — | Disposed | 0 | Indirect |
| 2014-12-23 | Common Stock | J | 533 | — | Acquired | 533 | Direct |
| 2014-12-23 | Common Stock | J | 59 | — | Acquired | 59 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5619734 | Indirect |
Footnotes
F1: The Reporting Person is a manager of NEA 12 GP, LLC, ("NEA 12 GP") which is the sole general partner of NEA Partners 12, Limited Partnership ("NEA Partners 12"). NEA Partners 12 is the sole general partner of New Enterprise Associates 12, Limited Partnership ("NEA 12"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 12 in which the Reporting Person has no pecuniary interest.
F2: NEA Partners 12 made a pro rata distribution for no consideration of an aggregate of 10,000 shares of Common Stock of the Issuer to its limited partners on December 23, 2014.
F3: The Reporting Person is a manager of NEA 12 GP, the sole general partner of NEA Partners 12. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities of the Issuer held by NEA Partners 12 in which the Reporting Person has no pecuniary interest.
F4: The Reporting Person received 533 shares of Common Stock of the Issuer in the distribution by NEA Partners 12 on December 23, 2014.
F5: The Ryan Drant 2006 Family Trust received 59 shares of Common Stock of the Issuer in the distribution by NEA Partners 12 on December 23, 2014.
F6: The securities are directly held by the Ryan Drant 2006 Family Trust. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities of the Issuer held by the Ryan Drant 2006 Family Trust in which the Reporting Person has no pecuniary interest.