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ARDELYX, INC. — Director's Dealing 2014
Jun 19, 2014
32003_dirs_2014-06-19_394c97f3-db52-43ef-b286-2b9ec72853c8.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ARDELYX, INC. (ARDX)
CIK: 0001437402
Period of Report: 2014-06-18
Reporting Person: GRAMMER ELIZABETH A (VP and General Counsel)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to buy) | $1.08 | 2020-10-26 | Common Stock (5000) | Direct | |
| Stock Options (Right to buy) | $1.08 | 2021-04-15 | Common Stock (5000) | Direct | |
| Stock Options (Right to buy) | $0.54 | 2021-08-11 | Common Stock (5000) | Direct | |
| Stock Options (Right to buy) | $3.42 | 2022-11-12 | Common Stock (5000) | Direct | |
| Stock Options (Right to buy) | $3.42 | 2022-12-06 | Common Stock (72222) | Direct |
Footnotes
F1: Reflects a one-for-nine reverse split of the Issuer's stock effected immediately prior to the consummation of the Issuer's initial public offering.
F2: The option is fully vested and exercisable.
F3: The option is immediately exercisable in full, but the shares subject thereto vest according to the following schedule: Twenty-five percent (25%) of the shares subject to the option vest on the first anniversary measured from December 1, 2012, and the remaining shares subject to the option vest in 36 successive, equal monthly installments thereafter, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.