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Arcus Biosciences, Inc. — Director's Dealing 2018
Mar 15, 2018
31966_dirs_2018-03-14_367b916f-7730-4276-ac6f-d6538c2e7131.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Arcus Biosciences, Inc. (RCUS)
CIK: 0001724521
Period of Report: 2018-03-14
Reporting Person: COLUMN GROUP II, LP (10% Owner)
Reporting Person: Column Group II GP, LP (10% Owner)
Reporting Person: PONOI CAPITAL, LP (10% Owner)
Reporting Person: Ponoi Management, LLC (10% Owner)
Reporting Person: GOEDDEL DAVID V (10% Owner)
Reporting Person: Kutzkey Tim (10% Owner)
Reporting Person: Svennilson Peter (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Preferred Stock | $ | Common Stock (1767676) | Direct | ||
| Series B Preferred Stock | $ | Common Stock (875087) | Direct | ||
| Series C Preferred Stock | $ | Common Stock (427660) | Direct | ||
| Series C Preferred Stock | $ | Common Stock (470427) | Direct |
Footnotes
F1: The reported securities are convertible at any time, on a one-for-one basis, in whole or in part, at the option of the holder, have no expiration date, and will convert into shares of common stock immediately prior to the closing of the Issuer's initial public offering.
F2: The securities are directly held by The Column Group II, LP ("TCG II") and indirectly held by The Column Group II GP, LP ("TCG II GP") the general partner of TCG II. TCG II GP has voting and dispositive power with respect to these shares. The individual managing partners of TCG II GP are Peter Svennilson and David Goeddel, who may be deemed to have shared voting, investment and dispositive power with respect to these shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.
F3: The securities are directly held by Ponoi Capital, LP ("Ponoi LP") and indirectly held by Ponoi Management, LLC ("Ponoi LLC") the general partner of Ponoi LP. Ponoi LLC has voting and dispositive power with respect to these shares. The individual managing partners of Ponoi LLC are Peter Svennilson, David Goeddel and Tim Kutzkey, who may be deemed to have shared voting, investment and dispositive power with respect to these shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.