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Arcus Biosciences, Inc. — Director's Dealing 2018
Mar 19, 2018
31966_dirs_2018-03-19_16fc65bd-7df8-4e1e-8d23-fa906b1d7558.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Arcus Biosciences, Inc. (RCUS)
CIK: 0001724521
Period of Report: 2018-03-19
Reporting Person: COLUMN GROUP II, LP (10% Owner)
Reporting Person: Column Group II GP, LP (10% Owner)
Reporting Person: Ponoi Management, LLC (10% Owner)
Reporting Person: PONOI CAPITAL, LP (10% Owner)
Reporting Person: GOEDDEL DAVID V (10% Owner)
Reporting Person: Svennilson Peter (10% Owner)
Reporting Person: Kutzkey Tim (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-19 | Common Stock | C | 1767676 | — | Acquired | 1767676 | Direct |
| 2018-03-19 | Common Stock | C | 875087 | — | Acquired | 2642763 | Direct |
| 2018-03-19 | Common Stock | C | 427660 | — | Acquired | 3070423 | Direct |
| 2018-03-19 | Common Stock | C | 470427 | — | Acquired | 470427 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-19 | Series A Preferred Stock | $ | C | 1767676 | Disposed | Common Stock (1767676) | Direct | |
| 2018-03-19 | Series B Preferred Stock | $ | C | 875087 | Disposed | Common Stock (2642763) | Direct | |
| 2018-03-19 | Series C Preferred Stock | $ | C | 427660 | Disposed | Common Stock (3070423) | Direct | |
| 2018-03-19 | Series C Preferred Stock | $ | C | 470427 | Disposed | Common Stock (470427) | Direct |
Footnotes
F1: Immediately prior to the closing of the Issuer's initial public offering of its common stock, each share of Series A, Series B and Series C preferred stock automatically converted into one share of common stock. The Series A, Series B and Series C preferred stock had no expiration date.
F2: The securities are directly held by The Column Group II, LP ("TCG II") and indirectly held by The Column Group II GP, LP ("TCG II GP") the general partner of TCG II. TCG II GP has voting and dispositive power with respect to these shares. The individual managing partners of TCG II GP are Peter Svennilson and David Goeddel, who may be deemed to have shared voting, investment and dispositive power with respect to these shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares
F3: The securities are directly held by Ponoi Capital, LP ("Ponoi LP") and indirectly held by Ponoi Management, LLC ("Ponoi LLC") the general partner of Ponoi LP. Ponoi LLC has voting and dispositive power with respect to these shares. The individual managing partners of Ponoi LLC are Peter Svennilson, David Goeddel and Tim Kutzkey, who may be deemed to have shared voting, investment and dispositive power with respect to these shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.