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Arcus Biosciences, Inc. Director's Dealing 2018

Mar 19, 2018

31966_dirs_2018-03-19_9c33c9eb-d7d7-4ad1-89ea-d4b7937f3e93.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Arcus Biosciences, Inc. (RCUS)
CIK: 0001724521
Period of Report: 2018-03-19

Reporting Person: FALBERG KATHRYN E (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-03-19 Common Stock C 17106 Acquired 17106 Indirect
2018-03-19 Common Stock P 30000 $15.00 Acquired 80504 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-03-19 Series C Convertible Preferred Stock $ C 17106 Disposed Common Stock (17106) Indirect

Footnotes

F1: The total represents shares received upon conversion of shares of Series C Convertible Preferred Stock.

F2: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3: Represents shares purchased in the Issuer's initial public offering.

F4: The total includes 25,252 shares of Common Stock purchased by the Reporting Person on September 21, 2017 for $2.58 per share pursuant to the exercise of an option granted on September 19, 2017 and an additional 25,252 shares of Common Stock purchased on January 25, 2018 for $5.39 per share pursuant to the exercise of a separate option granted on January 4, 2018.

F5: Represents shares of Series C Convertible Preferred Stock indirectly owned by the Reporting Person as a result of a trust's purchase of such shares from the Issuer on November 6, 2017 for $11.6915 per share.