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Arcus Biosciences, Inc. — Director's Dealing 2018
Mar 19, 2018
31966_dirs_2018-03-19_9c33c9eb-d7d7-4ad1-89ea-d4b7937f3e93.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Arcus Biosciences, Inc. (RCUS)
CIK: 0001724521
Period of Report: 2018-03-19
Reporting Person: FALBERG KATHRYN E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-19 | Common Stock | C | 17106 | — | Acquired | 17106 | Indirect |
| 2018-03-19 | Common Stock | P | 30000 | $15.00 | Acquired | 80504 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-19 | Series C Convertible Preferred Stock | $ | C | 17106 | Disposed | Common Stock (17106) | Indirect |
Footnotes
F1: The total represents shares received upon conversion of shares of Series C Convertible Preferred Stock.
F2: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.
F3: Represents shares purchased in the Issuer's initial public offering.
F4: The total includes 25,252 shares of Common Stock purchased by the Reporting Person on September 21, 2017 for $2.58 per share pursuant to the exercise of an option granted on September 19, 2017 and an additional 25,252 shares of Common Stock purchased on January 25, 2018 for $5.39 per share pursuant to the exercise of a separate option granted on January 4, 2018.
F5: Represents shares of Series C Convertible Preferred Stock indirectly owned by the Reporting Person as a result of a trust's purchase of such shares from the Issuer on November 6, 2017 for $11.6915 per share.