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Arcus Biosciences, Inc. — Director's Dealing 2018
Mar 19, 2018
31966_dirs_2018-03-19_7e42fb36-06fc-4dee-90e2-df0d61207c3c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Arcus Biosciences, Inc. (RCUS)
CIK: 0001724521
Period of Report: 2018-03-19
Reporting Person: Hadley Harbor Master Investors (Cayman) II L.P. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-19 | Common Stock | C | 1496813 | — | Acquired | 1496813 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-19 | Series C Convertible Preferred Stock | $ | C | 1496813 | Disposed | Common Stock (1496813) | Direct |
Footnotes
F1: The Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series C Convertible Preferred Stock reported in the table above reflects a 3.96-for-1 reverse stock split that was effected in connection with the Issuer's initial public offering. The shares had no expiration date.
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