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Arcosa, Inc. — Director's Dealing 2018
Dec 1, 2018
31097_dirs_2018-11-30_5ff02b27-f736-4d52-a026-0208156cbb05.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Arcosa, Inc. (NYSE/ACA)
CIK: 0001739445
Period of Report: 2018-11-12
Reporting Person: Carrillo Antonio (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-12 | Common Stock | A | 115474 | — | Acquired | 164821 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Arcosa Phantom Stock Units | $0 | Common Stock (4741) | 4741 | Direct |
Footnotes
F1: Includes 49,347 shares received on November 1, 2018 in a pro rata distribution by Trinity Industries, Inc. ("Trinity") and conversion of outstanding Trinity equity awards to Arocsa, Inc. ("Arcosa") equity awards.
F2: In connection with the spin-off of Arcosa from Trinity on November 1, 2018, the reporting person's Trinity Phantom Stock Units accrued under the Trinity Deferred Plan for Director Fees were converted to Arcosa Phantom Stock Units. Each share of phantom stock unit is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.