ARCHTIS LIMITED — Director's Dealing 2021

Jan 21, 2021

ASX Annoucement 22 January 2021

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Correction of Directors Interests – Appendix 3Y

In the process of preparing an update to directors’ interests following a recent options exercise, it has come to the Company’s attention that Appendix 3Ys following the issue of shares to the Directors in September 2020 were not lodged with ASX.

Background

On 27 August 2020, shareholders approved the issue of shares to three Company Directors, as part of their participation in a placement undertaken by the Company first announced in May 2020. The Directors paid 5.5 cents per share, being the same price that the Company undertook a placement in May 2020.

On 3 September 2020, the Company issued the shares and lodged an Appendix 2A on ASX. However, it has recently come to the Company’s attention that the required Appendix 3Y forms for the three directors were not lodged as a result of a breakdown of the Company’s internal approval processes.

Attached to this announcement are Appendix 3Y forms for each of Daniel Lai, Miles Jakeman and Leanne Graham from September 2020. The Company confirms that since the issue of these shares in September 2020, there has been no disposal of any of these shares.

The Company considers the error in failing to lodge these Appendix 3Y forms at the appropriate time was a one-off isolated incident as a result of a one-off event and the Company confirms it has the necessary processes and controls to ensure this does not happen in the future. However, the Company also notes that shareholders were aware of the issue of the shares to these Directors and approved the issue of shares to these Directors and that the issuing of these Shares was made known to the market with the lodgement of the Appendix 2A.

Yours faithfully

James Palmer Company Secretary

Authorised for release by James Palmer (Company Secretary)

Attachment

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Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001.

Introduced 30/9/2001.
Name of entity	archTIS Limited
ABN	79 123 098 671

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Mr Miles Jakeman
Date of last notice	13 February 2020

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

	Direct or indirect interest	Direct or indirect interest	Direct	Direct	Direct
	Nature of indirect interest (including registered**holder)**Note: Provide details of the circumstances giving rise to the
	relevant interest.
	Date of cha	nge	3 September 2020
	No. of secu	rities held prior to change	ShareholdingNIL Fully paid ord540,000 unlisted	inary sharesoptions @ $0.20	expire
			13/2/23
	Class		Ordinary Shares
	Number ac	quired	1,454,545
	Number di	sposed	-
	Value/ConsiderationNote: If consideration is non-cash, provide details and estimated valuation		$80,000
	No. of securities held after change		Shareholding1,454,545 Fully paid ordinary shares540,000 unlisted options @ $0.20 expire13/2/23

• See chapter 19 for defined terms.

11/3/2002

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Nature of changeExample: on-market trade, off-market trade, exercise of options, issue ofsecurities under dividend reinvestment plan, participation in buy-back	Participation in May 2020 Capital raisefollowing shareholder approval at EGM

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed abovetraded during a+closed period where prior written clearance wasrequired?	No
If so, was prior written clearance provided to allow the trade toproceed during this period?	Not applicable
If prior written clearance was provided, on what date was thisprovided?	Not applicable

• See chapter 19 for defined terms.

Appendix 3Y Page 2

11/3/2002

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001.

Name of entity	archTIS Limited
ABN	79 123 098 671

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Ms Leanne Graham
Date of last notice	21 February 2018

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

	Direct or indirect interest	Direct or indirect interest	Direct or indirect interest	Direct or indirect interest	Indirect	Indirect	Indirect	Indirect	Indirect
	Nature of indirect interest (including registered				Cloud Rainmakers Limited.Leanne Graham is a director and beneficiaryof the company that is the registeredshareholder.
	**holder)**Noterelevant interest.	: Provide details of the circumstances giving		rise to the	Leanne Graham isof the companyshareholder		a director and benefthat is the regis
						.
	Date of cha	nge			3 Sept	ember 2020
	No. of secu	rities held prior to	change		Share50,000	holdingFully paid	ordinary sh	ares	xpire
					540,001/2/21	0 unlisted	options	@ $0.12 e
	Class				Ordin	ary Shares
	Number ac	quired			163,63	6
	Number di	sposed			-
	Value/Con	sideration			$900
	Note: If consideration is non-cash, provide details and estimated valuation

• See chapter 19 for defined terms.

11/3/2002

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change	Shareholding
	213,636 Fully paid ordinary shares
	540,000 unlisted options @ $0.12 expire
	1/2/21
Nature of change	Participation in May 2020 Capital raise
Example: on-market trade, off-market trade, exercise of options, issue ofsecurities under dividend reinvestment plan, participation in buy-back	following shareholder approval at EGM

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed abovetraded during a+closed period where prior written clearance wasrequired?	No
If so, was prior written clearance provided to allow the trade toproceed during this period?	Not applicable
If prior written clearance was provided, on what date was thisprovided?	Not applicable

• See chapter 19 for defined terms.

Appendix 3Y Page 2

11/3/2002

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001.

Introduced 30/9/2001.
Name of entity	archTIS Limited
ABN	79 123 098 671

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Mr Daniel Lai
Date of last notice	15 June 2020

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct
Nature of indirect interest (including registered**holder)**Note: Provide details of the circumstances giving rise to therelevant interest.
Date of change	3 September 2020
No. of securities held prior to change	Shareholding7,410,616 Fully paid ordinary shares1,800,000 unlisted options @ $0.12 expire1/2/21
Class	Ordinary Shares
Number acquired	363,636
Number disposed	-
Value/ConsiderationNote: If consideration is non-cash, provide details and estimated valuation	$20,000
No. of securities held after change	Shareholding7,774,252 Fully paid ordinary shares1,800,000 unlisted options @ $0.12 expire1/2/21

• See chapter 19 for defined terms.

11/3/2002

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Nature of changeExample: on-market trade, off-market trade, exercise of options, issue ofsecurities under dividend reinvestment plan, participation in buy-back	Participation in May 2020 Capital raisefollowing shareholder approval at EGM

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed abovetraded during a+closed period where prior written clearance wasrequired?	No
If so, was prior written clearance provided to allow the trade toproceed during this period?	Not applicable
If prior written clearance was provided, on what date was thisprovided?	Not applicable

• See chapter 19 for defined terms.

Appendix 3Y Page 2

11/3/2002