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ARCH CAPITAL GROUP LTD. — Director's Dealing 2022
Nov 5, 2022
30115_dirs_2022-11-04_34c3e84a-f271-4c57-b39f-aa145e82248a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARCH CAPITAL GROUP LTD. (ACGL)
CIK: 0000947484
Period of Report: 2022-11-02
Reporting Person: Gansberg David (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-02 | Common Shares, $.0011 par value per share | M | 7395 | $17.8433 | Acquired | 180158 | Direct |
| 2022-11-02 | Common Shares, $.0011 par value per share | F | 4591 | $56.22 | Disposed | 175567 | Direct |
| 2022-11-02 | Common Shares, $.0011 par value per share | M | 29070 | $17.68 | Acquired | 204637 | Direct |
| 2022-11-02 | Common Shares, $.0011 par value per share | F | 17998 | $56.22 | Disposed | 186639 | Direct |
| 2022-11-02 | Common Shares, $.0011 par value per share | M | 10950 | $19.09 | Acquired | 197589 | Direct |
| 2022-11-02 | Common Shares, $.0011 par value per share | F | 6933 | $56.22 | Disposed | 190656 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-02 | Share Appreciation Right | $17.8433 | M | 7395 | Disposed | 2023-05-09 | Common Shares, $.0011 par value per share (7395) | Direct |
| 2022-11-02 | Share Appreciation Right | $17.68 | M | 29070 | Disposed | 2024-02-04 | Common Shares, $.0011 par value per share (29070) | Direct |
| 2022-11-02 | Share Appreciation Right | $19.09 | M | 10950 | Disposed | 2024-05-13 | Common Shares, $.0011 par value per share (10950) | Direct |
Footnotes
F1: In connection with the exercise of the share appreciation rights award described in Table II, 4,591 common shares were disposed of in satisfaction of the exercise price and taxes due. The reporting person received a net issuance of 2,804 common shares.
F2: In connection with the exercise of the share appreciation rights award described in Table II, 17,998 common shares were disposed of in satisfaction of the exercise price and taxes due. The reporting person received a net issuance of 11,072 common shares.
F3: In connection with the exercise of the share appreciation rights award described in Table II, 4,591 common shares were disposed of in satisfaction of the exercise price and taxes due. The reporting person received a net issuance of 2,804 common shares.
F4: The share appreciation right became exercisable in three equal annual installments; the first installment became exercisable on May 9, 2014 and the next two installments on May 9, 2015 and May 9, 2016 subject to the applicable award agreement.
F5: The share appreciation right became exercisable in three equal annual installments; the first installment became exercisable on February 4, 2015 and the next two installments on February 4, 2016 and February 4, 2017 subject to the applicable award agreement.
F6: The share appreciation right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 13, 2015 and the next two installments on May 13, 2016 and May 13, 2017, subject to the applicable award agreement