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ARCH CAPITAL GROUP LTD. — Director's Dealing 2019
Jan 23, 2019
30115_dirs_2019-01-23_cf18df77-e085-4599-9e1d-462a18663722.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: ARCH CAPITAL GROUP LTD. (ACGL)
CIK: 0000947484
Period of Report: 2018-12-31
Reporting Person: IORDANOU CONSTANTINE (Director, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-01 | Common Shares, $.0011 par value per share | G | 9891 | — | Disposed | 0 | Indirect |
| 2018-11-01 | Common Shares, $.0011 par value per share | G | 9891 | — | Acquired | 474876 | Direct |
| 2018-12-19 | Common Shares, $.0011 par value per share | G | 1200 | — | Disposed | 473676 | Direct |
| 2018-12-31 | Common Shares, $.0011 par value per share | G | 126694 | — | Disposed | 478334 | Indirect |
| 2018-12-31 | Common Shares, $.0011 par value per share | G | 126694 | — | Acquired | 600370 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-31 | Share Appreciation Right | $12.35 | G | 193164 | Disposed | 2022-02-28 | Common Shares, $.0011 par value per share (193164) | Indirect |
| 2018-12-31 | Share Appreciation Right | $12.35 | G | 193164 | Acquired | 2022-02-28 | Common Shares, $.0011 par value per share (193164) | Direct |
| 2018-12-31 | Share Appreciation Right | $12.86 | G | 240674 | Disposed | 2022-05-09 | Common Shares, $.0011 par value per share (240674) | Indirect |
| 2018-12-31 | Share Appreciation Right | $12.86 | G | 240674 | Acquired | 2022-05-09 | Common Shares, $.0011 par value per share (240674) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Depositary Shares | 3000 | Indirect |
| Depositary Shares | 7000 | Direct |
Footnotes
F1: On November 1, 2018, the limited liability company distributed 9,891 common shares indirectly beneficially owned by the reporting person to the reporting person's direct holdings.
F2: The amount of common shares includes common shares acquired in connection with a 3-for-1 share split effectuated by Arch Capital Group Ltd. on June 21, 2018.
F3: Each Depositary Share Represents 1/1,000th interest in a Series F Non-Cumulative Preferred Share.
F4: On December 31, 2018, 126,694 common shares were distributed from the 2015 GRAT. Such common shares were previously reported as indirectly held by the 2015 GRAT. Following the distribution, the reporting person owns these 126,694 common shares directly.
F5: On December 31, 2018, 193,164 SARs were distributed from the 2014 GRAT. Such SARs were previously reported as indirectly beneficially held by the 2014 GRAT. Following such distribution, the 2014 GRAT indirectly owns 0 and the reporting person owns 484,908 SARs directly.
F6: On December 31, 2018, 240,674 SARs were distributed from the 2014 GRAT. Such SARs were previously reported as indirectly beneficially held by the 2014 GRAT. Following such distribution, the 2014 GRAT indirectly owns 62,326 SARs and the reporting person owns 240,674 SARs directly.
F7: The share appreciation right became exercisable in three equal annual installments with the first installment being exercisable on May 9, 2014 and the second and third installments being exercisable on May 9, 2015 and May 9, 2016.