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ARCH CAPITAL GROUP LTD. — Director's Dealing 2019
Mar 18, 2019
30115_dirs_2019-03-18_0ea7a25a-a212-4ea6-b83b-a81dad855662.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARCH CAPITAL GROUP LTD. (ACGL)
CIK: 0000947484
Period of Report: 2019-03-14
Reporting Person: IORDANOU CONSTANTINE (Director, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-15 | Common Shares, $.0011 par value per share | G | 4725 | — | Disposed | 595645 | Direct |
| 2019-02-22 | Common Shares, $.0011 par value per share | G | 3000 | — | Disposed | 592645 | Direct |
| 2019-03-13 | Common Shares, $.0011 par value per share | G | 3090 | — | Disposed | 589555 | Direct |
| 2019-03-14 | Common Shares, $.0011 par value per share | M | 122130 | $6.4310 | Acquired | 711685 | Direct |
| 2019-03-14 | Common Shares, $.0011 par value per share | F | 24130 | $32.55 | Disposed | 687555 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-14 | Share Appreciation Right | $6.4310 | M | 122130 | Acquired | 2019-05-06 | Common Shares, $.0011 par value per share (122130) | Direct |
| 2019-03-15 | Stock Option (right to buy) | $32.87 | A | 63956 | Acquired | 2029-03-15 | Common Shares, $.0011 par value per share (63956) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $.0011 par value per share | 478334 | Indirect |
| Depositary Shares | 7000 | Direct |
| Depositary Shares | 3000 | Indirect |
Footnotes
F1: Each Depositary Share Represents 1/1,000th interest in a Series F Non-Cumulative Preferred Share.
F2: The share appreciation right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 6, 2010, and the next two May 6, 2011 and May 6, 2012 subject to the applicable award agreement.
F3: In connection with the exercise of the share appreciation right award as described in Table II, 24,130 common shares were disposed of in satisfaction of the exercise price; 98,000 net shares were issued.