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ARCH CAPITAL GROUP LTD. — Director's Dealing 2018
Jan 16, 2018
30115_dirs_2018-01-16_ab27b2de-1c47-4a59-9719-73608028973c.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: ARCH CAPITAL GROUP LTD. (ACGL)
CIK: 0000947484
Period of Report: 2017-12-31
Reporting Person: IORDANOU CONSTANTINE (Director, Chairman & CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-31 | Share Appreciation Right | $33.913 | G | 15317 | Disposed | 2021-05-06 | Common Shares, $.0033 par value per share (15317) | Indirect |
| 2017-12-31 | Share Appreciation Right | $33.913 | G | 15317 | Acquired | 2021-05-06 | Common Shares, $.0033 par value per share (15317) | Direct |
| 2017-12-31 | Share Appreciation Right | $37.05 | G | 97248 | Disposed | 2022-02-28 | Common Shares, $.0033 par value per share (97248) | Indirect |
| 2017-12-31 | Share Appreciation Right | $37.05 | G | 97248 | Acquired | 2022-02-28 | Common Shares, $.0033 par value per share (97248) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $.0033 par value per share | 147078 | Direct |
| Common Shares, $.0033 par value per share | 201676 | Indirect |
| Common Shares, $.0033 par value per share | 3297 | Indirect |
Footnotes
F1: On December 31, 2017, 15,317 SARs were distributed from the 2014 GRAT. Such SARs were previously reported as indirectly beneficially held by the 2014 GRAT. Following such distribution, the 2014 GRAT indirectly owns 0 and the reporting person owns 100,065 SARs directly.
F2: The share appreciation right became exercisable in three equal annual installments with the first installment being exercisable on May 6, 2012 and the second and third installments being exercisable on May 6, 2013 and May 6, 2014.
F3: On December 31, 2017, 97,248 SARs were distributed from the 2014 GRAT. Such SARs were previously reported as indirectly beneficially held by the 2014 GRAT. Following such distribution, the 2014 GRAT indirectly owns 64,388 and the reporting person owns 97,248 SARs directly.