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ARCH CAPITAL GROUP LTD. — Director's Dealing 2018
May 15, 2018
30115_dirs_2018-05-15_08b521dc-a809-4be4-89ee-a61d011c4e1b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARCH CAPITAL GROUP LTD. (ACGL)
CIK: 0000947484
Period of Report: 2018-05-11
Reporting Person: Hutchings W Preston (SVP & Chief Investment Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-10 | Common Shares, $.0033 par value per share | G | 2181 | — | Disposed | 21130 | Direct |
| 2018-05-10 | Common Shares, $.0033 par value per share | G | 2181 | — | Acquired | 207915 | Indirect |
| 2018-05-11 | Common Shares, $.0033 par value per share | A | 2665 | — | Acquired | 23795 | Direct |
| 2018-05-14 | Common Shares, $.0033 par value per share | G | 5505 | — | Disposed | 18290 | Direct |
| 2018-05-14 | Common Shares, $.0033 par value per share | G | 5505 | — | Acquired | 213420 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-11 | Stock Option (right to buy) | $79.65 | A | 11895 | Acquired | 2028-05-11 | Common Shares, $.0033 par value per share (11895) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $.0033 par value per share | 200 | Indirect |
Footnotes
F1: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children.
F2: On May 10, 2018 and May 14, 2018, the reporting person contributed 2,181 common shares and 5,505 common shares, respectively, to a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children.
F3: Represents restricted shares that vest in three equal annual installments, commencing May 11, 2019, and the next two installments on May 11, 2020 and May 11, 2021, subject to the applicable award agreement.
F4: The stock option becomes exercisable in three equal annual installments commencing May 11, 2019, and the next two installments on May 11, 2020 and May 11, 2021, subject to the applicable award agreement.