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ARCH CAPITAL GROUP LTD. — Director's Dealing 2017
Feb 9, 2017
30115_dirs_2017-02-09_cce1ce7f-0d3f-4cd8-afa5-d40abb265140.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: ARCH CAPITAL GROUP LTD. (ACGL)
CIK: 0000947484
Period of Report: 2016-12-31
Reporting Person: IORDANOU CONSTANTINE (Director, Chairman & CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-31 | Share Appreciation Right | $23.707 | G | 8698 | Disposed | 2017-05-11 | Common Shares, $.0033 par value per share (8698) | Indirect |
| 2016-12-31 | Share Appreciation Right | $23.707 | G | 8698 | Acquired | 2017-05-11 | Common Shares, $.0033 par value per share (8698) | Direct |
| 2016-12-31 | Share Appreciation Right | $19.293 | G | 27084 | Disposed | 2019-05-06 | Common Shares, $.0033 par value per share (27084) | Indirect |
| 2015-12-31 | Share appreciation right | $19.293 | G | 27084 | Acquired | 2019-05-06 | Common Shares, $.0033 par value per share (27084) | Direct |
| 2016-12-31 | Share appreciation right | $33.913 | G | 84748 | Disposed | 2021-05-06 | Common Shares, $.0033 par value per share (84748) | Indirect |
| 2016-12-31 | Share Appreciation Right | $33.913 | G | 84748 | Acquired | 2021-05-06 | Common Shares, $.0033 par value per share (84748) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $.0033 par value per share | 191522 | Direct |
| Common Shares, $.0033 par value per share | 201676 | Indirect |
| Common Shares, $.0033 par value per share | 158514 | Indirect |
| Common Shares, $.0033 par value per share | 83333 | Indirect |
| Common Shares, $.0033 par value per share | 116613 | Indirect |
| Common Shares, $.0033 par value per share | 11616 | Indirect |
| Series C Non-Cumulative Preferred Shares (non-convertible) | 6000 | Direct |
| Series C Non-Cumulative Preferred Shares (non-convertible) | 1800 | Indirect |
Footnotes
F1: The share appreciation right (SARs) became exercisable in three equal annual installments with the first installment being exercisable on May 11, 2008 and the second and third installments being exercisable on May 11, 2009 and May 11, 2010.
F2: On December 31, 2016, 8,698 SARs were distributed from the 2010 GRAT. Such SARs were previously reported as indirectly beneficially held by the 2010 GRAT. Following this distribution, the 2010 GRAT indirectly owns 94,060 SARs and the reporting person directly owns 40,940 SARs.
F3: On December 31, 2016, 27,084 SARs were distributed from the 2014 GRAT. Such SARs were previously reported as indirectly beneficially held by the 2014 GRAT. Following such distribution, the 2014 GRAT no longer owns this SAR and the reporting person directly owns 93,300 SARs.
F4: The SARs became exercisable in three equal annual installments with the first installment being exercisable on May 6, 2010 and the second and third installments being exercisable on May 6, 2011 and May 6, 2012.
F5: On December 31, 2016, 84,748 SARs were distributed from the 2014 GRAT. Such SARs were previously reported as indirectly beneficially held by the 2014 GRAT. Following such distribution, the 2014 GRAT indirectly owns 15,317 SARs and the reporting person owns 84,748 SARs directly.
F6: The share appreciation right became exercisable in three equal annual installments with the first installment being exercisable on May 6, 2012 and the second and third installments being exercisable on May 6, 2013 and May 6, 2014.