AI assistant
ARCH CAPITAL GROUP LTD. — Director's Dealing 2017
May 10, 2017
30115_dirs_2017-05-10_5bfa3040-d79c-449a-9c05-3c123f906e39.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARCH CAPITAL GROUP LTD. (ACGL)
CIK: 0000947484
Period of Report: 2017-05-08
Reporting Person: Hutchings W Preston (SVP & Chief Investment Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-08 | Common Shares, $.0033 par value per share | A | 6530 | — | Acquired | 39411 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-08 | Stock Option (right to buy) | $96.26 | A | 6530 | Acquired | 2027-05-08 | Common Shares, $.0033 par value per share (6530) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $.0033 par value per share | 189389 | Indirect |
| Common Shares, $.0033 par value per share | 200 | Indirect |
| Series C Non-Cumulative Preferred Shares (non-convertible) | 4000 | Indirect |
Footnotes
F1: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children.
F2: Represents restricted shares that vest in three equal annual installments on May 8th in each of 2018, 2019 and 2020, subject to the applicable award agreement.
F3: The stock option will become exercisable in three equal annual installments, with the first installment becoming exercisable on May 8, 2018 and the next two installments on May 8, 2019 and May 8, 2020, subject to the applicable award agreement.