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ARCH CAPITAL GROUP LTD. Director's Dealing 2016

Dec 14, 2016

30115_dirs_2016-12-14_23ca6a46-4edf-4427-bc3e-851ae7d37f99.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ARCH CAPITAL GROUP LTD. (ACGL)
CIK: 0000947484
Period of Report: 2016-12-13

Reporting Person: IORDANOU CONSTANTINE (Director, Chairman & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-15 Common Shares, $.0033 par value per share G 308 Disposed 242622 Direct
2016-11-22 Common Shares, $.0033 par value per share G 1100 Disposed 241522 Direct
2016-12-13 Common Shares, $.0033 par value per share S 50000 $87.2391 Disposed 191522 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-09-30 Share Appreciation Right $23.707 G 9688 Disposed 2017-05-11 Common Shares, $.0033 par value per share (9688) Indirect
2016-09-30 Share Appreciation Right $23.707 G 9688 Acquired 2017-05-11 Common Shares, $.0033 par value per share (9688) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares, $.0033 par value per share 201676 Indirect
Common Shares, $.0033 par value per share 158514 Indirect
Common Shares, $.0033 par value per share 83333 Indirect
Common Shares, $.0033 par value per share 116613 Indirect
Common Shares, $.0033 par value per share 11616 Indirect
Series C Non-Cumulative Preferred Shares (non-convertible) 6000 Direct
Series C Non-Cumulative Preferred Shares (non-convertible) 1800 Indirect

Footnotes

F1: On September 30, 2016, 9,688 share appreciation rights were distributed from the 2010 GRAT. Such share appreciation rights were previously reported as indirectly beneficially held by the 2010 GRAT. Following such distribution, the reporting person owns 32,242 share appreciation rights directly and 102,758 indirectly by the 2010 GRAT.

F2: Represents a weighted average sales price; the sales prices range from $87.12 to $87.39. Upon request, the full sale information regarding the number of shares sold at each price increment will be provide to the Commission or to the security holder of the issuer.

F3: The shares were sold in order to satisfy state and federal income taxes.

F4: The share appreciation right became exercisable in three equal annual installments commencing May 11, 2008, subject to the applicable award agreement.