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ARCH CAPITAL GROUP LTD. — Director's Dealing 2015
Jan 20, 2015
30115_dirs_2015-01-20_f6496397-564d-4c9c-bdc5-e29108a13cad.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: ARCH CAPITAL GROUP LTD. (ACGL)
CIK: 0000947484
Period of Report: 2014-12-31
Reporting Person: IORDANOU CONSTANTINE (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-23 | Common Shares, $.0033 par value per share | G | 500 | — | Disposed | 408426 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-31 | Stock Option (right to buy) | $18.757 | G | 87389 | Disposed | 2016-02-23 | Common Shares, $.0033 per share (87389) | Indirect |
| 2014-12-31 | Stock Option (right to buy) | $18.757 | G | 87389 | Acquired | 2016-02-23 | Common Shares, $.0033 per share (87389) | Direct |
| 2014-12-31 | Stock Option (right to buy) | $18.757 | G | 13320 | Disposed | 2016-02-23 | Common Shares, $.0033 per share (13320) | Indirect |
| 2014-12-31 | Stock Option (right to buy) | $18.757 | G | 13320 | Acquired | 2016-02-23 | Common Shares, $.0033 per share (13320) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $.0033 par value per share | 83333 | Indirect |
| Common Shares, $.0033 par value per share | 116613 | Indirect |
| Common Shares, $.0033 par value per share | 11616 | Indirect |
| Series C Non-Cumulative Preferred Shares (non-convertible) | 6000 | Direct |
| Series C Non-Cumulative Preferred Shares (non-convertible) | 1800 | Indirect |
Footnotes
F1: The stock option became exercisable in three equal annual installments with the first installment being exercisable on February 23, 2007 and the second and third installments being exercisable on February 23, 2008 and February 23, 2009.
F2: On December 31, 2014, 87,389 stock options were distributed from the 2014 GRAT. Such options were previously reported as indirectly beneficially held by the 2014 GRAT. Following such distribution, the reporting person owns 87,389 stock options directly and 58,730 stock options indirectly by the 2014 GRAT.
F3: On December 31, 2014, 13,320 stock options were distributed from the 2010 GRAT. Such options were previously reported as indirectly beneficially held by the 2010 GRAT. Following such distribution, the reporting person owns 129,682 stock options directly and 261,588 stock options indirectly by the 2010 GRAT.