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ARCH CAPITAL GROUP LTD. — Director's Dealing 2015
May 14, 2015
30115_dirs_2015-05-14_aab5b602-034e-4108-8def-afe106711bd9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARCH CAPITAL GROUP LTD. (ACGL)
CIK: 0000947484
Period of Report: 2015-05-13
Reporting Person: Hutchings W Preston (SVP & Chief Investment Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-13 | Common Shares, $.0033 par value per share | A | 9220 | — | Acquired | 36159 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-13 | Stock Option (right to buy) | $62.505 | A | 9220 | Acquired | 2025-05-13 | Common Shares, $.0033 par value per share (9220) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $.0033 par value per share | 168687 | Indirect |
| Common Shares, $.0033 par value per share | 200 | Indirect |
| Series C Non-Cumulative Preferred Shares (non-convertible) | 4000 | Indirect |
Footnotes
F1: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children.
F2: Represents restricted shares that vest in three equal annual installments on May 13th in each of 2016, 2017 and 2018, subject to the applicable award agreement.
F3: The stock option will become exercisable in three equal annual installments, with the first installment becoming exercisable on May 13, 2016 and the next two installments on May 13, 2017 and May 13, 2018, subject to the applicable award agreement.
F4: Includes 13,118 common shares previously reported by the reporting person as directly owned. Such shares were contributed to a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. See footnote 1 above.