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ARCH CAPITAL GROUP LTD. — Director's Dealing 2015
May 14, 2015
30115_dirs_2015-05-14_c66d5f80-fdef-4f47-812f-a92694a02de0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARCH CAPITAL GROUP LTD. (ACGL)
CIK: 0000947484
Period of Report: 2015-05-13
Reporting Person: IORDANOU CONSTANTINE (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-13 | Common Shares, $.0033 par value per share | A | 58110 | — | Acquired | 365348 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-31 | Stock Option (right to buy) | $18.757 | G | 12256 | Disposed | 2016-02-23 | Common Shares, $.0033 par value per share (249332) | Indirect |
| 2015-03-31 | Stock Option (right to buy) | $18.757 | G | 12256 | Acquired | 2016-02-23 | Common Shares, $.0033 par value per share (12256) | Direct |
| 2015-05-13 | Stock Option (right to buy) | $62.51 | A | 58110 | Acquired | 2025-05-13 | Common Shares, $.0033 par value per share (58110) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $.0033 par value per share | 83333 | Indirect |
| Common Shares, $.0033 par value per share | 116613 | Indirect |
| Common Shares, $.0033 par value per share | 11616 | Indirect |
| Series C Non-Cumulative Preferred Shares (non-convertible) | 6000 | Direct |
| Series C Non-Cumulative Preferred Shares (non-convertible) | 1800 | Indirect |
Footnotes
F1: The stock option became exercisable in three equal annual installments with the first installment being exercisable on February 23, 2007 and the second and third installments being exercisable on February 23, 2008 and February 23, 2009.
F2: On March 31, 2015, 12,256 stock options were distributed from the 2010 GRAT. Such options were previously reported as indirectly beneficially held by the 2010 GRAT. Following such distribution, the reporting person owns 141,938 stock options directly and 249,332 stock options indirectly by the GRAT.
F3: Represents restricted shares that vest in three equal annual installments on May 13th in each of 2016, 2017 and 2018, subject to the applicable award agreement.
F4: The stock option will become exercisable in three equal annual installments, with the first installment becoming exercisable on May 13, 2016 and the next two installments on May 13, 2017 and May 13, 2018, subject to the applicable award agreement.