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ARCH CAPITAL GROUP LTD. — Director's Dealing 2014
Nov 3, 2014
30115_dirs_2014-11-03_3d135d9f-90d5-49bb-a4ce-6d682b1c01a0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARCH CAPITAL GROUP LTD. (ACGL)
CIK: 0000947484
Period of Report: 2014-06-30
Reporting Person: IORDANOU CONSTANTINE (Director, Chairman, President & CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-06-30 | Stock Option (right to buy) | $18.757 | G | 13848 | Disposed | 2016-02-23 | Common Shares, $.0033 par value per share (13848) | Indirect |
| 2014-06-30 | Stock Option (right to buy) | $18.757 | G | 13848 | Acquired | 2016-02-23 | Common Shares, $.0033 par value per share (13848) | Direct |
| 2014-09-30 | Stock Option (right to buy) | $18.757 | G | 15125 | Disposed | 2016-02-23 | Common Shares, $.0033 par value per share (15125) | Indirect |
| 2014-09-30 | Stock Option (right to buy) | $18.757 | G | 15125 | Acquired | 2016-02-23 | Common Shares, $.0033 par value per share (15125) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $.0033 par value per share | 468926 | Direct |
| Common Shares, $.0033 par value per share | 83333 | Indirect |
| Common Shares, $.0033 par value per share | 116613 | Indirect |
| Common Shares, $.0033 par value per share | 11616 | Indirect |
| Series C Non-Cumulative Preferred Shares (non-convertible) | 6000 | Direct |
| Series C Non-Cumulative Preferred Shares (non-convertible) | 1800 | Indirect |
Footnotes
F1: The stock option became exercisable in three equal annual installments with the first installment being exercisable on February 23, 2007 and the second and third installments being exercisable on February 23, 2008 and February 23, 2009.
F2: On June 30, 2014, 13,848 stock options were distributed from a GRAT. Such options were previously reported as indirectly beneficially held by a GRAT. Following such distribution, the reporting person owns 13,848 stock options directly and 290,033 stock options indirectly by the GRAT.
F3: On September 30, 2014, 15,125 stock options were distributed from a GRAT. Such options were previously reported as indirectly beneficially held by a GRAT. Following such distribution, the reporting person owns 28,973 stock options directly and 274,908 stock options indirectly by the GRAT.