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ARCH CAPITAL GROUP LTD. — Director's Dealing 2010
Jun 16, 2010
30115_dirs_2010-06-16_dc65a2ed-6b87-4f3b-bed9-04e8b5210768.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARCH CAPITAL GROUP LTD. (ACGL)
CIK: 0000947484
Period of Report: 2009-11-17
Reporting Person: IORDANOU CONSTANTINE (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-11-17 | Series B Non-Cumulative Preferred Shares (non-convertible) | P | 4301.3862 | $22.1933 | Acquired | 67273.3862 | Direct |
| 2009-11-17 | Series A Non-Cumulative Preferred Shares (non-convertible) | P | 703.4855 | $21.0533 | Acquired | 11224.4855 | Direct |
| 2010-05-14 | Common Shares, $.01 par value per share | G | 1350 | — | Disposed | 202760 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Series B Non-Cumulative Preferred Shares (non-convertible) | 67273.3862 | Indirect |
| Series A Non-Cumulative Preferred Shares (non-convertible) | 11224.485 | Indirect |
| Common Shares, $.01 par value per share | 129415 | Indirect |
| Series B Non-Cumulative Preferred Shares (non-convertible) | 1400 | Indirect |
| Common Shares, $.01 par value per share | 7744 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $56.27 | 2016-02-23 | Common Shares, $.01 par value per share (150000) | 150000 | Indirect |
| Share Appreciation Right | $71.12 | 2017-05-11 | Common Shares, $.01 par value per share (45000) | 45000 | Indirect |
| Share Appreciation Right | $69.30 | 2018-05-09 | Common Shares, $.01 par value per share (45000) | 45000 | Indirect |
| Share Appreciation Right | $57.88 | 2019-05-06 | Common Shares, $.01 par value per share (38250) | 38250 | Indirect |
| Share Appreciation Right | $74.00 | 2020-02-25 | Common Shares, $.01 par value per share (70751) | 70751 | Indirect |
| Share Appreciation Right | $75.03 | 2020-05-05 | Common Shares, $01 par value per share (42000) | 42000 | Indirect |
Footnotes
F1: The preferred shares were acquired through a broker-sponsored dividend reinvestment program.
F2: The preferred shares, stock options and share appreciation rights were previously reported as directly beneficially owned but were contributed to a grantor retained annuity trust on June 8, 2010.
F3: The shares are owned by Mathiatis LLC, a limited liability company. The reporting person owns all of the membership interests in Mathiatis LLC and serves as its sole managing member.
F4: The stock option became exercisable in three equal annual installments with the first installment being exercisable on February 23, 2007 and the second and third installments being exercisable on February 23, 2008 and February 23, 2009.
F5: The share appreciation right became exercisable in three equal annual installments with the first installment being exercisable on May 11, 2008 and the second and third installments being exercisable on May 11, 2009 and May 11, 2010.
F6: The share appreciation right becomes exercisable in three equal annual installments with the first installment being exercisable on May 9, 2009 and the second and third installments being exercisable on May 9, 2010 and May 9, 2011.
F7: The share appreciation right becomes exercisable in three equal annual installments with the first installment being exercisable on May 6, 2010 and the second and third installments being exercisable on May 6, 2011 and May 6, 2012.
F8: The share appreciation right becomes exercisable in three equal annual installments with the first installment being exercisable on May 5, 2011 and the second and third installments being exercisable on May 5, 2012 and May 5, 2013.