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Arcadia Biosciences, Inc. — Director's Dealing 2018
Mar 17, 2018
35424_dirs_2018-03-16_c80ab5a3-f6f9-4ef7-b47c-719f0e3b7480.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Arcadia Biosciences, Inc. (RKDA)
CIK: 0001469443
Period of Report: 2018-03-14
Reporting Person: Rey Eric J. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-14 | Common Stock | M | 21005 | $21.60 | Acquired | 28340 | Direct |
| 2018-03-14 | Common Stock | S | 21005 | $45.209 | Disposed | 7335 | Direct |
| 2018-03-15 | Common Stock | M | 250 | $44.80 | Acquired | 7585 | Direct |
| 2018-03-15 | Common Stock | S | 250 | $60.00 | Disposed | 7335 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-14 | Employee Stock Option (right to buy) | $21.60 | M | 21005 | Disposed | 2018-06-30 | Common Stock (21005) | Direct |
| 2018-03-15 | Employee Stock Option (right to buy) | $44.88 | M | 250 | Disposed | 2019-11-01 | Common Stock (250) | Direct |
Footnotes
F1: The security transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the Reporting Person effective June 6, 2017.
F2: This transaction was executed in multiple trades at prices ranging from $38.00 to $49.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The option is fully exercisable as of the date hereof.