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Arcadia Biosciences, Inc. — Director's Dealing 2016
Feb 4, 2016
35424_dirs_2016-02-03_4fb1325b-b54e-4cd6-82dd-167bc604f7cd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Arcadia Biosciences, Inc. (RKDA)
CIK: 0001469443
Period of Report: 2016-02-01
Reporting Person: Knauf Vic C. (Chief Scientific Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-01 | Common Stock | M | 1666 | $1.08 | Acquired | 48800 | Direct |
| 2016-02-01 | Common Stock | S | 1666 | $3.003 | Disposed | 47134 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-01 | Employee Stock Option (right to buy) | $1.08 | M | 1666 | Disposed | 2018-06-30 | Common Stock (1666) | Direct |
Footnotes
F1: The security transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the Reporting Person effective December 14, 2015.
F2: This transaction was executed in multiple trades at prices ranging from $2.97 to $3.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The option is fully exercisable as of the date hereof.