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Arcadia Biosciences, Inc. — Director's Dealing 2016
Mar 8, 2016
35424_dirs_2016-03-07_016ba208-5cd3-42d1-9971-c8a0bc026c97.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Arcadia Biosciences, Inc. (RKDA)
CIK: 0001469443
Period of Report: 2016-03-03
Reporting Person: Knauf Vic C. (Director, Chief Scientific Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-03 | Common Stock | M | 300 | $1.08 | Acquired | 47434 | Direct |
| 2016-03-03 | Common Stock | S | 300 | $2.97 | Disposed | 47134 | Direct |
| 2016-03-04 | Common Stock | M | 2973 | $1.08 | Acquired | 50107 | Direct |
| 2016-03-04 | Common Stock | S | 2973 | $3.224 | Disposed | 47134 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-03 | Employee Stock Option (right to buy) | $1.08 | M | 300 | Disposed | 2018-06-30 | Common Stock (300) | Direct |
| 2016-03-04 | Employee Stock Option (right to buy) | $1.08 | M | 2973 | Disposed | 2018-06-30 | Common Stock (2973) | Direct |
Footnotes
F1: The security transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the Reporting Person effective February 1, 2016.
F2: The option is fully exercisable as of the date hereof.
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