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Arcadia Biosciences, Inc. — Director's Dealing 2016
Apr 6, 2016
35424_dirs_2016-04-06_61c3cb37-ad3d-4156-baae-1280b4309696.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Arcadia Biosciences, Inc. (RKDA)
CIK: 0001469443
Period of Report: 2016-04-04
Reporting Person: Knauf Vic C. (Director, Chief Scientific Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-04 | Common Stock | M | 1200 | $1.08 | Acquired | 48334 | Direct |
| 2016-04-04 | Common Stock | S | 1200 | $2.975 | Disposed | 47134 | Direct |
| 2016-04-05 | Common Stock | M | 1653 | $1.08 | Acquired | 48787 | Direct |
| 2016-04-05 | Common Stock | S | 1653 | $2.982 | Disposed | 47134 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-04 | Employee Stock Option (right to buy) | $1.08 | M | 1200 | Disposed | 2018-06-30 | Common Stock (1200) | Direct |
| 2016-04-05 | Employee Stock Option (right to buy) | $1.08 | M | 1653 | Disposed | 2018-06-30 | Common Stock (1653) | Direct |
Footnotes
F1: The security transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Stock Trading Plan (the "Plan"), adopted by the Reporting Person effective December 15, 2015.
F2: This transaction was executed in multiple trades at prices ranging from $2.97 to $2.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $2.97 to $2.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The option is fully exercisable as of the date hereof.