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Arcadia Biosciences, Inc. — Director's Dealing 2016
Aug 8, 2016
35424_dirs_2016-08-08_77209229-85f6-428e-8db2-eea699c0b356.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Arcadia Biosciences, Inc. (RKDA)
CIK: 0001469443
Period of Report: 2016-08-04
Reporting Person: Salameh Roger (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-04 | Common Stock | M | 100 | $1.08 | Acquired | 11515 | Direct |
| 2016-08-04 | Common Stock | S | 100 | $2.51 | Disposed | 11415 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-04 | Employee Stock Option (right to buy) | $1.08 | M | 100 | Disposed | 2018-06-30 | Common Stock (100) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1297 | Indirect |
Footnotes
F1: The security transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the Reporting Person effective June 14, 2016.
F2: The total securities reflects the transfer of all rights and ownership interest in and to 9,006 shares (or 50% of the total beneficially owned) to the Reporting Person's ex-wife effective December 10, 2015, and the acquisition of 750 shares and 1,659 shares on February 1 and August 1, 2016, respectively, through participation in the Issuer's 2015 Employee Stock Purchase Plan.
F3: Represents the acquisition of 667 and 630 shares on February 1 and August 1, 2016, respectively, by the Reporting Person's spouse through her participation in the Issuer's 2015 Employee Stock Purchase Plan, for which the Reporting Person disclaims beneficial ownership.
F4: The option is fully exercisable as of the date hereof.