AI assistant
Arcadia Biosciences, Inc. — Director's Dealing 2015
Nov 12, 2015
35424_dirs_2015-11-12_6e44d3f4-48a1-48d9-adb8-2c2813bf94cb.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Arcadia Biosciences, Inc. (RKDA)
CIK: 0001469443
Period of Report: 2015-11-11
Reporting Person: Knauf Vic C. (Chief Scientific Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-11 | Common Stock | M | 20000 | $0.44 | Acquired | 51661 | Direct |
| 2015-11-11 | Common Stock | S | 4527 | $2.9138 | Disposed | 47134 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-11 | Employee Stock Option (right to buy) | $0.44 | M | 20000 | Disposed | 2015-12-31 | Common Stock (20000) | Direct |
Footnotes
F1: The security transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Stock Trading Plan (the "Plan"), adopted by the Reporting Person effective June 12, 2015.
F2: This transaction was executed in multiple trades at prices ranging from $2.82 to $2.9224. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The option is fully exercisable as of the date hereof.