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Arcadia Biosciences, Inc. Director's Dealing 2015

Dec 3, 2015

35424_dirs_2015-12-02_555a9b92-e13f-4eef-a446-b22b7c899902.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Arcadia Biosciences, Inc. (RKDA)
CIK: 0001469443
Period of Report: 2015-12-01

Reporting Person: Knauf Vic C. (Chief Scientific Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-12-01 Common Stock M 6300 $1.08 Acquired 53434 Direct
2015-12-01 Common Stock S 6300 $3.8889 Disposed 47134 Direct
2015-12-02 Common Stock M 8700 $1.08 Acquired 55834 Direct
2015-12-02 Common Stock S 8700 $4.0959 Disposed 47134 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-12-01 Employee Stock Option (right to buy) $1.08 M 6300 Disposed 2018-06-30 Common Stock (6300) Direct
2015-12-02 Employee Stock Option (right to buy) $1.08 M 8700 Disposed 2018-06-30 Common Stock (8700) Direct

Footnotes

F1: The security transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Stock Trading Plan (the "Plan"), adopted by the Reporting Person effective June 12, 2015.

F2: This transaction was executed in multiple trades at prices ranging from $3.78 to $3.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $3.91 to $4.24. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: The option is fully exercisable as of the date hereof.