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Arcadia Biosciences, Inc. — Director's Dealing 2015
Dec 3, 2015
35424_dirs_2015-12-02_555a9b92-e13f-4eef-a446-b22b7c899902.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Arcadia Biosciences, Inc. (RKDA)
CIK: 0001469443
Period of Report: 2015-12-01
Reporting Person: Knauf Vic C. (Chief Scientific Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-01 | Common Stock | M | 6300 | $1.08 | Acquired | 53434 | Direct |
| 2015-12-01 | Common Stock | S | 6300 | $3.8889 | Disposed | 47134 | Direct |
| 2015-12-02 | Common Stock | M | 8700 | $1.08 | Acquired | 55834 | Direct |
| 2015-12-02 | Common Stock | S | 8700 | $4.0959 | Disposed | 47134 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-01 | Employee Stock Option (right to buy) | $1.08 | M | 6300 | Disposed | 2018-06-30 | Common Stock (6300) | Direct |
| 2015-12-02 | Employee Stock Option (right to buy) | $1.08 | M | 8700 | Disposed | 2018-06-30 | Common Stock (8700) | Direct |
Footnotes
F1: The security transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Stock Trading Plan (the "Plan"), adopted by the Reporting Person effective June 12, 2015.
F2: This transaction was executed in multiple trades at prices ranging from $3.78 to $3.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $3.91 to $4.24. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The option is fully exercisable as of the date hereof.