ARC FUNDS LIMITED — Major Shareholding Notification 2016

Jun 5, 2016

604 page 1/2

Form 604

Corporations Act 2001

Section 671B

Form 604Corporations Act 2001Section 671B	Form 604Corporations Act 2001Section 671B
Notice of change of interests of substantial holder
To:Company	AUSTRALIAN RURAL CAPITAL LIMITED
name/Scheme
ACN/ARSN	52 001 746 710
1.Details of substantial holder (1)
Name	JAMES ANDREW JACKSON
ACN (if applicable)
There was a change in the	3 JUNE 2016
interests of the substantial
holder on
The previous notice was given	5 AUGUST 2014
to the company on
The previous notice was dated	4 AUGUST 2014

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice or scheme to the company or scheme are as follows:

Class of securities (4)	Previous notice	Previous notice	Present notice	Present notice
	Person’s votes	Voting power(5)	Person’s votes	Voting power(5)
ORDINARY	1,602,406	18.0%	1,762,126	19.5%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in the voting securities of the company or scheme, since the substantial shareholder was last required to give a substantial holding notice to the company or scheme are as follows:

Date ofchange	Person whose relevant interestchanged	Nature of change (6)	Considerationgiven in relationto change (7)	Class andnumber ofsecuritiesaffected	Person’s votesaffected
19 Mar 15	JAMES ANDREW JACKSON	ON MARKET PURCHASES	$3,347	6,020	6,020
21 Apr 15	JAMES ANDREW JACKSON	ON MARKET PURCHASES	$1,657	2,980	2,980
22 Sep 15	JAMES ANDREW JACKSON	ON MARKET PURCHASES	$10,514	20,000	20,000
8 Oct 15	JAMES ANDREW JACKSON	ON MARKET PURCHASES	$10,321	21,720	21,720
21 Oct 15	JAMES ANDREW JACKSON	ON MARKET PURCHASES	$4,595	9,000	9,000
3 Jun 16	JAMES ANDREW JACKSON	EXERCISE OF OPTIONS	$50,000	100,000	100,000

4. Present relevant interests

Particulars of each relevant interest of the substantial shareholder in voting securities after the change are as follows:

Holder of relevant interest	Registered holder ofsecurities	Person entitled to beregistered as holder (8)	Nature ofrelevantinterest (6)	Class andnumber ofsecurities	Person’svotes
JAMESANDREWJACKSON	MISTOVER PTY.LTD<MISTOVER A/C>	MISTOVER PTY.LTD<MISTOVER A/C>	SEE (1)BELOWSEE (1)BELOW	940,000	940,000
	FEDERAL PACIFICHOLDINGS PTY LTD	FEDERAL PACIFICHOLDINGS PTY LTD		813,126	813,126
	JAMES ANDREWJACKSON <FRANKIESOPHIA A/C>	JAMES ANDREWJACKSON <FRANKIESOPHIA JACKSON A/C>	SEE (1)BELOW	9,000	9,000

(1) POWER TO CONTROL THE EXERCISE OF THE RIGHT TO VOTE ATTACHED TO THE SHARES

604 page 2/2

5. Changes in association

The persons who have become associates (2) of, ceased to be associated of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN (if applicable)

Nature of association

N/A

6. Addresses

The addresses of the person named in this form are as follows:

Name Address ALL PO BOX 100 FEDERAL NSW 2480

Signature

print name JAMES ANDREW JACKSON capacitypacityacityy DIRECTOR sign here date 6/6/2016

capacitypacityacityy DIRECTOR

DIRECTIONS

• (1) If there are a number of substantial holders with similar or related relevant interests (eg a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

• (2) See the definition of “associate” in section 9 of the Corporations Act 2001.

• (3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.

• (4) The voting shares of a company constitute one class unless divided into separate classes.

• (5) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

• (6) Include details of:

  • (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangements, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.

• (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

• (8) If the substantial holder is unable to determine the identity of the person (eg if the relevant interest arises because of an option) write “unknown”.

• (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.