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Aquestive Therapeutics, Inc. Director's Dealing 2019

Jan 3, 2019

32552_dirs_2019-01-03_11ca10e3-90db-4958-b87d-9edcca940a12.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Aquestive Therapeutics, Inc. (AQST)
CIK: 0001398733
Period of Report: 2018-12-31

Reporting Person: Kendall Keith J (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-12-31 Common Stock M 329 Acquired 628863 Direct
2018-12-31 Common Stock F 162 $6.3 Disposed 628701 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-12-31 Restricted Stock Unit $ M 329 Disposed Common Stock (329) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: The restricted stock units vest in 8 equal (or as nearly equal as possible) quarterly installments beginning on September 30, 2018, subject in each case to Mr. Kendall's continuous service with the Issuer from the grant date through the applicable vesting date. Vested shares will be delivered to the reporting person as soon as practicable following the vesting date thereof.