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Aquestive Therapeutics, Inc. — Director's Dealing 2019
Jul 2, 2019
32552_dirs_2019-07-02_c1aef473-513f-481e-8f41-b26f09eaf6ab.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aquestive Therapeutics, Inc. (AQST)
CIK: 0001398733
Period of Report: 2019-06-30
Reporting Person: Schobel Alexander Mark (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-30 | Common Stock | M | 329 | — | Acquired | 1036018 | Direct |
| 2019-06-30 | Common Stock | F | 149 | $4.20 | Disposed | 1035869 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-06-30 | Restricted Stock Units | $0 | M | 329 | Disposed | Common Stock (329) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
F3: There are no expiration dates on RSUs.
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