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Aquestive Therapeutics, Inc. — Director's Dealing 2018
Jul 25, 2018
32552_dirs_2018-07-24_2934f568-cec7-495a-8378-e67d7ca93e60.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Aquestive Therapeutics, Inc. (AQST)
CIK: 0001398733
Period of Report: 2018-07-24
Reporting Person: Boyd Peter E. (N/A)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 49439 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to purchase) | $6.54 | 2028-04-18 | Common Stock (29996) | Direct |
Footnotes
F1: Represents shares of the Issuer's non-voting common stock. The non-voting shares will become regular voting common stock upon the consummation of the Issuer's initial public offering.
F2: This option, representing a right to purchase a total of 29,996 shares of Common Stock, was granted April 18, 2018. The shares underlying such option vest as follows: 25% vest on the first anniversary of the grant date, 25% vest on the second anniversay of the grant date and the remaining 50% vest on the third anniversary of the grant date, subject in each case to Mr. Boyd's continuous employment with the Issuer through the applicable vesting date.