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Aquestive Therapeutics, Inc. — Director's Dealing 2018
Jul 27, 2018
32552_dirs_2018-07-26_589abe81-3fc9-4096-a91f-5c28b364a688.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aquestive Therapeutics, Inc. (AQST)
CIK: 0001398733
Period of Report: 2018-07-24
Reporting Person: Schobel Alexander Mark (N/A)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-07-24 | Stock Option (Right to Purchase) | $15 | A | 240165 | Acquired | 2028-07-24 | Common Stock (240165) | Direct |
| 2018-07-24 | Restricted Stock Unit | $ | A | 116576 | Acquired | Common Stock (116576) | Direct |
Footnotes
F1: The shares underlying the options vest in 36 equal (or as nearly equal as possible) monthly installments beginning on August 31, 2018, subject in each case to Mr. Schobel's continuous service with the Issuer from the grant date through the applicable vesting date.
F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F3: The restricted stock units vest in 8 equal (or as nearly equal as possible) quarterly installments beginning on August 31, 2018, subject in each case to Mr. Schobel's continuous service with the Issuer from the grant date through the applicable vesting date. Vested shares will be delivered to the reporting person as soon as practicable following the vesting date thereof.